General Information

Government Type

State Agency

Entity

Department of Commerce

Public Body

Securities Commission

Notice Information

Add Notice to Calendar

Notice Title

Utah Division of Securities Commission Meeting

Notice Subject(s)

Public Meetings , Public Meetings

Notice Type(s)

Meeting

Event Start Date & Time

August 27, 2015 12:00 AM

Event End Date & Time

August 27, 2015 12:00 AM

Description/Agenda

Utah Securities Commission August 27, 2015 Room 451-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Lyle White, New Securities Commissioner: Administrative Law Judge Jennie Jonnson Approval of the May 28, 2015 Minutes Director's Report: Keith Woodwell -- Section Reports :Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant Requests: AARP: Keith Woodwell Grant Request: Jump$tart: Jodi Jones Grant Request: Wayne Brown Institute: Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: PI Works Incorporated; Personal Injury Works, Inc.; Michael S. Langheinrich: SD-11-0043, SD-11-0044, SD-11-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen John Murray Wall; Avive Marketing, LLC: SD-13-0044, SD-13-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Thomas Woolstenhulme: SD-14-0003: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ingeborg Del Vechil, aka Ingeborg Kelly, aka Ann Delvechio; Ronald David McEwen: SD-15-0011, SD-15-0012: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Dwight Shane Baldwin, CRD #4790167; Silverleaf Financial, LLC; Silverleaf Equitable, LLC; Silverleaf Thorton, LLC; Silverleaf Acquisition Holdings; Henderson Promenade Holding, LLC; Trailhead Lodge Acquisitions, LLC: SD-15-0013, SD-15-0014, SD-15-0015, SD-15-0016, SD-15-0017, SD-15-0018, SD-15-0019: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Jeffrey L. Miller; SD-15-0020: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ronendra Nath Hazarika; Molecular Mediation, LLC; SD-15-0021, SD-15-0022: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Benjamin Michael Petersen; Monarch Global, LLC, Atlas Management Group, LLC: SD-15-0031, SD-15-0033, SD-15-0034: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Joseph G. Munger; Michelle D. Paduda; Modern Health Associates, LLC: SD-15-0023, SD-15-0024, SD-15-0025: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Michelle D. Paduda: SD-15-0024: Stipulation and Consent. Dave Hermansen Stephen Trump: SD-10-0068: Stipulation and Consent. Dave Hermansen Connie Karren Roller: SD-15-0010: Stipulation and Consent. Dee Johnson Rick D. Kendell, CRD #1588231: SD-14-0056: Stipulation and Consent. Charles Lyons Citigroup Global Markets Inc., CRD #7059: Stipulation and Consent. Ken Barton John Darin Ford, SD-15-0003: Stipulation and Consent. Ken Barton 10:30am and Large Tab 1 and 2: Evidentiary Hearing: Brent Allen Morgan; Summit Development & Lending Group, Inc: SD-14-0039; SD-14-0040

Notice of Special Accommodations (ADA)

Compliant.

Notice of Electronic or Telephone Participation

N/A

Meeting Information

Meeting Location

160 East 300 South, 2nd Floor
Salt Lake city, 84111
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Contact Name

Ashlee Buchholz

Contact Email

abuchholz@utah.gov

Contact Phone

(801)530-6436

Notice Posting Details

Notice Posted On

August 19, 2015 02:43 PM

Notice Last Edited On

August 19, 2015 02:43 PM

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