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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Public Meetings Public Meetings

Notice Title: Utah Division of Securities Commission Meeting

Notice Type: Meeting

Event Start Date & Time: August 27, 2015 12:00 AM

Event End Date & Time: August 27, 2015 12:00 AM

Description/Agenda:

Utah Securities Commission
August 27, 2015
Room 451-9:00 A.M.
Agenda 


Welcome & Call to Order

Swearing In of Lyle White, New Securities Commissioner:  Administrative Law Judge Jennie Jonnson

Approval of the May 28, 2015 Minutes

Director's Report:  Keith Woodwell 
					      -- 
Section Reports	:Enforcement:  Dave Hermansen
			Compliance:  Ken Barton
			Registration & Licensing:  Benjamin Johnson 
			Investor Education:  Karen McMullin

Grant Requests:  AARP:  Keith Woodwell

Grant Request:  Jump$tart:  Jodi Jones

Grant Request:  Wayne Brown Institute:  Brad Bertoch

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:

PI Works Incorporated; Personal Injury Works, Inc.; Michael S. Langheinrich:  SD-11-0043, SD-11-0044, SD-11-0045:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

John Murray Wall; Avive Marketing, LLC:  SD-13-0044, SD-13-0045:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Thomas Woolstenhulme:  SD-14-0003:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Ingeborg Del Vechil, aka Ingeborg Kelly, aka Ann Delvechio; Ronald David McEwen:  SD-15-0011, SD-15-0012:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Dwight Shane Baldwin, CRD #4790167; Silverleaf Financial, LLC; Silverleaf Equitable, LLC; Silverleaf Thorton, LLC; Silverleaf Acquisition Holdings; Henderson Promenade Holding, LLC; Trailhead Lodge Acquisitions, LLC:  SD-15-0013, SD-15-0014, SD-15-0015, SD-15-0016, SD-15-0017, SD-15-0018, SD-15-0019:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Jeffrey L. Miller; SD-15-0020: Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Ronendra Nath Hazarika; Molecular Mediation, LLC; SD-15-0021, SD-15-0022:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Benjamin Michael Petersen; Monarch Global, LLC, Atlas Management Group, LLC:  SD-15-0031, SD-15-0033, SD-15-0034:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Joseph G. Munger; Michelle D. Paduda; Modern Health Associates, LLC:  SD-15-0023, SD-15-0024, SD-15-0025:  Recommended Order on Motion for Default and Order on Motion for Default.  Dave Hermansen

Michelle D. Paduda:  SD-15-0024:  Stipulation and Consent.  Dave Hermansen

Stephen Trump:  SD-10-0068:  Stipulation and Consent.  Dave Hermansen

Connie Karren Roller:  SD-15-0010:  Stipulation and Consent.  Dee Johnson

Rick D. Kendell, CRD #1588231: SD-14-0056:  Stipulation and Consent.  Charles Lyons

Citigroup Global Markets Inc., CRD #7059:  Stipulation and Consent. Ken Barton

John Darin Ford, SD-15-0003:  Stipulation and Consent.  Ken Barton

10:30am and Large Tab 1 and 2:  Evidentiary Hearing:  Brent Allen Morgan; Summit Development & Lending Group, Inc:  SD-14-0039; SD-14-0040

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: August 19, 2015 02:43 PM
This notice was last edited on: August 19, 2015 02:43 PM

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