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Utah Division of Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Division of Securities Commission Meeting
Notice Subject(s)
Public Meetings , Public Meetings
Notice Type(s)
Meeting
Event Start Date & Time
August 27, 2015 12:00 AM
Event End Date & Time
August 27, 2015 12:00 AM
Description/Agenda
Utah Securities Commission August 27, 2015 Room 451-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Lyle White, New Securities Commissioner: Administrative Law Judge Jennie Jonnson Approval of the May 28, 2015 Minutes Director's Report: Keith Woodwell -- Section Reports :Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant Requests: AARP: Keith Woodwell Grant Request: Jump$tart: Jodi Jones Grant Request: Wayne Brown Institute: Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: PI Works Incorporated; Personal Injury Works, Inc.; Michael S. Langheinrich: SD-11-0043, SD-11-0044, SD-11-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen John Murray Wall; Avive Marketing, LLC: SD-13-0044, SD-13-0045: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Thomas Woolstenhulme: SD-14-0003: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ingeborg Del Vechil, aka Ingeborg Kelly, aka Ann Delvechio; Ronald David McEwen: SD-15-0011, SD-15-0012: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Dwight Shane Baldwin, CRD #4790167; Silverleaf Financial, LLC; Silverleaf Equitable, LLC; Silverleaf Thorton, LLC; Silverleaf Acquisition Holdings; Henderson Promenade Holding, LLC; Trailhead Lodge Acquisitions, LLC: SD-15-0013, SD-15-0014, SD-15-0015, SD-15-0016, SD-15-0017, SD-15-0018, SD-15-0019: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Jeffrey L. Miller; SD-15-0020: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Ronendra Nath Hazarika; Molecular Mediation, LLC; SD-15-0021, SD-15-0022: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Benjamin Michael Petersen; Monarch Global, LLC, Atlas Management Group, LLC: SD-15-0031, SD-15-0033, SD-15-0034: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Joseph G. Munger; Michelle D. Paduda; Modern Health Associates, LLC: SD-15-0023, SD-15-0024, SD-15-0025: Recommended Order on Motion for Default and Order on Motion for Default. Dave Hermansen Michelle D. Paduda: SD-15-0024: Stipulation and Consent. Dave Hermansen Stephen Trump: SD-10-0068: Stipulation and Consent. Dave Hermansen Connie Karren Roller: SD-15-0010: Stipulation and Consent. Dee Johnson Rick D. Kendell, CRD #1588231: SD-14-0056: Stipulation and Consent. Charles Lyons Citigroup Global Markets Inc., CRD #7059: Stipulation and Consent. Ken Barton John Darin Ford, SD-15-0003: Stipulation and Consent. Ken Barton 10:30am and Large Tab 1 and 2: Evidentiary Hearing: Brent Allen Morgan; Summit Development & Lending Group, Inc: SD-14-0039; SD-14-0040
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South, 2nd Floor
Salt Lake city, 84111
Show in Apple Maps Show in Google Maps
Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 19, 2015 02:43 PM
Notice Last Edited On
August 19, 2015 02:43 PM

Download Attachments

File Name Category Date Added
Meeting_Audio_2015-08-27.mp3 Audio Recording 2015/09/01 03:23 PM
Audio_Hearing_2015-08-27.mp3 Audio Recording 2015/09/02 08:07 AM
Audio_Hearing_2015-08-28.mp3 Audio Recording 2015/09/02 08:08 AM
Final Minutes_2015-08-27.pdf Meeting Minutes 2015/12/29 02:42 PM
orders_2015-08-27'28.pdf Other 2015/09/02 01:07 PM

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