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Utah Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
May 28, 2015 09:00 AM
Event End Date & Time
May 28, 2015 04:00 PM
Event Deadline Date & Time
05/28/15 08:00 AM
Description/Agenda
Utah Securities Commission Meeting May 28, 2015 Room 451-9:00 A.M. Agenda (Amended 3) Welcome & Call to Order Approval of the March 26, 2015 Meeting Minutes Director's Report: - Keith Woodwell - award presentation -- legislative update Section Reports:Enforcement: Dave Hermansen Compliance: Kennneth Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Review of New Administrative Rule to Codify Securities' Commission Precedent: Jennie Jonsson, Department of Commerce Administrative Law Judge Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Arpeggio Investments, LLC; Stanley Duane Parrish; Tyson D. Williams: SD-10-0065, SD-10-0067, SD-10-0069: Order on Default: Dave Hermansen Adam Leffler: SD-14-0051: Stipulation and Consent Order: Dave Hermansen Jorgen Mark Bailey: SD-14-0049: Order on Motion to Exclude Evidence and Recommended Order on Default, Order on Default: Dave Hermansen Aclaime Asset Management, LLC; Justin Warren Luettgerodt: SD 15-0007, SD-15-0008: Stipulation and Consent: Richard Jaramillo Michael Edward Logan: SD-15-0006: Stipulation and Consent Order: Andreo Micic Kelly T. Scott: SD-07-0031: Addendum to Consent Order: Charles Lyons 10:00 am Hearing: Richard Monroy; Mark L. Rabin, and Millennium Exploration Company, LLC: SD-14-0046, SD-14-0047, SD-14-0048 Hearing
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 E. 300 S, 2nd Floor
Salt Lake City, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
May 21, 2015 02:15 PM
Notice Last Edited On
May 27, 2015 11:06 AM
Deadline Date
May 28, 2015 08:00 AM

Download Attachments

File Name Category Date Added
audio_2015_05_28.mp3 Audio Recording 2015/05/29 10:18 AM
Final Minutes_2015-05-28.pdf Meeting Minutes 2015/11/23 11:01 AM
Orders_2015-05-28.pdf Other 2015/05/29 04:28 PM

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