Utah Securities Commission Meeting
May 28, 2015
Room 451-9:00 A.M.
Agenda (Amended 3)
Welcome & Call to Order
Approval of the March 26, 2015 Meeting Minutes
Director's Report: - Keith Woodwell - award presentation
-- legislative update
Section Reports:Enforcement: Dave Hermansen
Compliance: Kennneth Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Review of New Administrative Rule to Codify Securities' Commission Precedent: Jennie Jonsson, Department of Commerce Administrative Law Judge
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Arpeggio Investments, LLC; Stanley Duane Parrish; Tyson D. Williams: SD-10-0065, SD-10-0067, SD-10-0069: Order on Default: Dave Hermansen
Adam Leffler: SD-14-0051: Stipulation and Consent Order: Dave Hermansen
Jorgen Mark Bailey: SD-14-0049: Order on Motion to Exclude Evidence and Recommended Order on Default, Order on Default: Dave Hermansen
Aclaime Asset Management, LLC; Justin Warren Luettgerodt: SD 15-0007, SD-15-0008: Stipulation and Consent: Richard Jaramillo
Michael Edward Logan: SD-15-0006: Stipulation and Consent Order: Andreo Micic
Kelly T. Scott: SD-07-0031: Addendum to Consent Order: Charles Lyons
10:00 am Hearing:
Richard Monroy; Mark L. Rabin, and Millennium Exploration Company, LLC: SD-14-0046, SD-14-0047, SD-14-0048 Hearing