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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Hearings Securities

Notice Title: Securities Commission Meeting

Notice Type: Meeting, Hearing

Event Start Date & Time: May 22, 2014 09:00 AM

Event End Date & Time: May 22, 2014 12:00 AM

Description/Agenda:

Utah Securities Commission 
May 22nd, 2014
Room 451– 9:00 A.M.
Agenda



Welcome & Call to Order: 									
Tab 1: Approval of March 27th, 2014 Minutes 
& Approval of April 21st, 2014 Minutes: Erik Christiansen 
Director’s Report:  Keith Woodwell	

a.	Staffing updates
b.	Division reorganization						         
	
Section Reports 
a.	Compliance Section: Ken Barton	
						
	b.	Registration & Licensing Section: Benjamin Johnson								     
c.	Enforcement Section: Dave Hermansen	            		           			    	
d.	Investor Education Update: Karen McMullin	
					          

		
Tab 2: Jumpstart Utah Coalition: Karen McMullin  

Tab 3: Education and Training Fund Report: Benjamin Johnson   

Tab 4: Grant Request: Mountain West Capital Network         

Tab 5: Application for Award under The Securities Fraud Reporting Program Act:  Keith Woodwell                           
						
	










Consideration and Approval of Proposed Orders
	
Tab 6: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen


Tab 7: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen 

Tab 8: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen 

Tab 9: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen

Tab 10: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020, 
SD-09-0021 Order on Motion for Default: Dave Hermansen

Tab 11: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen

Tab 12: West States Investments, Inc., Jason Kim Brown SD-10-0063, SD-10-0064 Stipulation and Consent Order: Dave Hermansen

Tab 13: Manchester Development Holdings Corp.; National Entertainment, Inc.; Cary K. Beagley SD-11-0066, SD-11-0067, SD-11-0068 Recommended Order on Motion for Default: Dave Hermansen

Tab 14: Michael J. Hansen and CEMA Group, LLC SD-13-0022, SD-13-0023 Stipulation and Consent Order: Dave Hermansen

Tab 15: Chad Bennett Reid SD-13-0030 Stipulation and Consent Order: Dave Hermansen

Tab 16: Christian Oesch SD-13-0046 Recommended Order on Motion For Default: Dave Hermansen 

Tab 17: Timothy A. Nemeckay and Nemeckay Group Incorporated SD-14-0009, SD-14-0010 Stipulation and Consent Order: Dave Hermansen

Tab 18: Evidentiary Hearing: NevWest Corp, Brisam Corp., Brian A. Kitts SD-07-0049, SD-07-0050, SD-07-0051 

Tab 19: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton

Tab 20: John A. Gervasi SD-14-0001 Stipulation and Consent Order: Ken Barton

Tab 21: Gregory S. Balckbourn SD-14-0004 Stipulation and Consent Order: Ken Barton


Notice of Special Accommodations:

In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: May 20, 2014 09:14 AM
This notice was last edited on: May 20, 2014 09:16 AM
Deadline Date: May 20, 2014 09:13 AM

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