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Securities Commission Meeting

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General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Hearings , Securities
Notice Type(s)
Meeting, Hearing
Event Start Date & Time
May 22, 2014 09:00 AM
Event End Date & Time
May 22, 2014 12:00 AM
Event Deadline Date & Time
05/20/14 09:13 AM
Description/Agenda
Utah Securities Commission May 22nd, 2014 Room 451? 9:00 A.M. Agenda Welcome & Call to Order: Tab 1: Approval of March 27th, 2014 Minutes & Approval of April 21st, 2014 Minutes: Erik Christiansen Director?s Report: Keith Woodwell a. Staffing updates b. Division reorganization Section Reports a. Compliance Section: Ken Barton b. Registration & Licensing Section: Benjamin Johnson c. Enforcement Section: Dave Hermansen d. Investor Education Update: Karen McMullin Tab 2: Jumpstart Utah Coalition: Karen McMullin Tab 3: Education and Training Fund Report: Benjamin Johnson Tab 4: Grant Request: Mountain West Capital Network Tab 5: Application for Award under The Securities Fraud Reporting Program Act: Keith Woodwell Consideration and Approval of Proposed Orders Tab 6: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen Tab 7: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen Tab 8: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen Tab 9: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen Tab 10: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020, SD-09-0021 Order on Motion for Default: Dave Hermansen Tab 11: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen Tab 12: West States Investments, Inc., Jason Kim Brown SD-10-0063, SD-10-0064 Stipulation and Consent Order: Dave Hermansen Tab 13: Manchester Development Holdings Corp.; National Entertainment, Inc.; Cary K. Beagley SD-11-0066, SD-11-0067, SD-11-0068 Recommended Order on Motion for Default: Dave Hermansen Tab 14: Michael J. Hansen and CEMA Group, LLC SD-13-0022, SD-13-0023 Stipulation and Consent Order: Dave Hermansen Tab 15: Chad Bennett Reid SD-13-0030 Stipulation and Consent Order: Dave Hermansen Tab 16: Christian Oesch SD-13-0046 Recommended Order on Motion For Default: Dave Hermansen Tab 17: Timothy A. Nemeckay and Nemeckay Group Incorporated SD-14-0009, SD-14-0010 Stipulation and Consent Order: Dave Hermansen Tab 18: Evidentiary Hearing: NevWest Corp, Brisam Corp., Brian A. Kitts SD-07-0049, SD-07-0050, SD-07-0051 Tab 19: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton Tab 20: John A. Gervasi SD-14-0001 Stipulation and Consent Order: Ken Barton Tab 21: Gregory S. Balckbourn SD-14-0004 Stipulation and Consent Order: Ken Barton
Notice of Special Accommodations (ADA)
In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 E. 300 S.
Room 415
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
May 20, 2014 09:14 AM
Notice Last Edited On
May 20, 2014 09:16 AM
Deadline Date
May 20, 2014 09:13 AM

Download Attachments

File Name Category Date Added
audio_2014-05-22_part1.mp3 2014/05/22 04:14 PM
audio_2014-05-22_part3.mp3 2014/05/22 04:14 PM
audio_2014-05-22_part2.mp3 2014/05/22 04:27 PM
MinutesMay222014.docx 2014/06/20 12:33 PM


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