General Information

Government Type

State Agency

Entity

Department of Commerce

Public Body

Securities Commission

Notice Information

Add Notice to Calendar

Notice Title

Securities Commission Meeting

Notice Subject(s)

Securities

Notice Type(s)

Meeting, Hearing

Event Start Date & Time

March 27, 2014 09:00 AM

Event End Date & Time

March 27, 2014 05:00 PM

Description/Agenda

Utah Securities Commission March 27th, 2014 Room 403? 9:00 A.M. Agenda Welcome & Call to Order: Tab 1: Approval of February 20th, 2014 Minutes: Erik Christiansen Tab 2: 9:00 a.m. Evidentiary Hearing: Gregory B. Baldwin (SD-11-0041) and Geoffrey William Watson (SD-11-0042) Tab 4: 10:30 am Recommended Order on Respondent?s Motion for Summary Judgment: Jack Philips SD-12-0001 Evidentiary Hearing: Jack Philips SD-12-0001 Director?s Report: Keith Woodwell a. Personnel and Legislative update. Section Reports a. Licensing & Compliance Section: Ken Barton b. Corporate Finance Section: Benjamin Johnson c. Enforcement Section: Dave Hermansen d. Investor Education Update: Karen McMullin Tab 5: Education and Training Fund Report: Benjamin Johnson Tab 6: Grant Request: AARP of Utah Tab 7: Grant Request: Mountain West Capital Network Consideration and Approval of Proposed Orders Tab 8: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen Tab 9: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen Tab 10: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen Tab 11: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen Tab 12: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020, SD-09-0021 Order on Motion for Default: Dave Hermansen Tab 13: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen Blank Tab: Landmark Financial Services, LLC, Landmark Reo Club, LLC, Trent D. Williams and Daniel Bryce Prescott SD-13-0033, SD-13-0034, SD-13-0035, SD-13-0036 Stipulation and Consent Order: Dave Hermansen Tab 14: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton Tab 15: Ryan C. O?Shea SD-14-0005 Stipulation and Consent Order: Ken Barton

Notice of Special Accommodations (ADA)

Compliant. In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or Telephone Participation

N/A

Meeting Information

Meeting Location

160 East 300 South
Room 403
Salt Lake City, 84111
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Contact Name

Ashlee Buchholz

Contact Email

abuchholz@utah.gov

Contact Phone

(801)530-6436

Notice Posting Details

Notice Posted On

March 24, 2014 10:59 AM

Notice Last Edited On

March 26, 2014 11:23 AM

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