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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Meeting, Hearing

Event Start Date & Time: March 27, 2014 09:00 AM

Event End Date & Time: March 27, 2014 05:00 PM

Description/Agenda:

Utah Securities Commission 
March 27th, 2014
Room 403– 9:00 A.M.
Agenda



Welcome & Call to Order: 									
Tab 1: Approval of February 20th, 2014 Minutes: Erik Christiansen 
Tab 2: 9:00 a.m. Evidentiary Hearing: Gregory B. Baldwin (SD-11-0041) and Geoffrey William Watson (SD-11-0042)

Tab 4: 10:30 am Recommended Order on Respondent’s Motion for Summary Judgment: Jack Philips SD-12-0001
 Evidentiary Hearing: Jack Philips SD-12-0001
Director’s Report:  Keith Woodwell	

a.	Personnel and Legislative update.						         
	
Section Reports 
a.	Licensing & Compliance Section: Ken Barton							
	b.	Corporate Finance Section: Benjamin Johnson								     
c.	Enforcement Section: Dave Hermansen	            		           			    	
d.	Investor Education Update: Karen McMullin						          

		
Tab 5: Education and Training Fund Report: Benjamin Johnson   
				
Tab 6: Grant Request: AARP of Utah	

Tab 7: Grant Request: Mountain West Capital Network                                      
						
	






Consideration and Approval of Proposed Orders 
	
Tab 8: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen


Tab 9: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen 

Tab 10: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen 

Tab 11: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen

Tab 12: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020, 
SD-09-0021 Order on Motion for Default: Dave Hermansen

Tab 13: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen

Blank Tab: Landmark Financial Services, LLC, Landmark Reo Club, LLC, Trent D. Williams and Daniel Bryce Prescott SD-13-0033, SD-13-0034, SD-13-0035, SD-13-0036 Stipulation and Consent Order: Dave Hermansen

Tab 14: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton

Tab 15: Ryan C. O’Shea SD-14-0005 Stipulation and Consent Order: Ken Barton

Notice of Special Accommodations:

Compliant. In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: March 24, 2014 10:59 AM
This notice was last edited on: March 26, 2014 11:23 AM

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