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Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Securities Commission Meeting

Notice Type: Meeting

Event Start Date & Time: August 14, 2013 10:00 AM

Event End Date & Time: August 14, 2013 01:00 PM

Description/Agenda: 

Utah Securities Commission 
August 14th 2013
Room 403 – 9:00 AM
Agenda

Welcome & Call to Order    Erik Christiansen		
Tab 1 Approval of May 30th, 2013 Minutes 	 Erik Christiansen	
Director’s Report   Keith Woodwell
	Update on Budget
	Schedule for future Commission Meetings

Section Reports 
a.	Licensing & Compliance Section		Ken Barton
b.	Corporate Finance Section         Benjamin Johnson 
c.	Enforcement Section		  Dave Hermansen
	  

Investor Education Update                    Karen McMullin

		
Tab 2 Education and Training Fund Report  Benjamin Johnson 

Tab 3	Grant Request: Working in Support of Education, Inc.	        Keith Woodwell					
	Wayne Brown Institute
	Ever Fi
                Jump Start : Financial Smarts for Utah Students

	
											
Consideration and Approval of Proposed Orders 
	
Tab 4	Benjamin D. Larsen	Ken Barton

Tab 5	Fourth Dimension Financial Group :    Dave Hermansen
                Richard Clark Johnson III

Tab 6	Bradley Garth Green : Dave Hermansen

Tab 7	Blue Sovereign, LLC:              Dave Hermansen
	Cartlan, LLC;
	Brett Jason Cobb

Tab 8	Jeffrey Steven Hall:   Dave Hermansen
	J & K Lending, Inc. 
		
Tab 9	Colt Technologies,Inc. : Dave Hermansen
                Tali James Haleua					
	
Tab 10	David Rodney Crosby:  Dave Hermansen

Notice of Special Accommodations:

In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: August 12, 2013 09:15 AM
This notice was last edited on: August 12, 2013 09:19 AM

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