Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- August 14, 2013 09:00 AM
- Event End Date & Time
- August 14, 2013 12:00 PM
- Description/Agenda
- Utah Securities Commission August 14th 2013 Room 403 ? 9:00 AM Agenda Welcome & Call to Order Erik Christiansen Tab 1 Approval of May 30th, 2013 Minutes Erik Christiansen Director?s Report Keith Woodwell Update on Budget Schedule for future Commission Meetings Section Reports a. Licensing & Compliance Section Ken Barton b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Dave Hermansen Investor Education Update Karen McMullin Tab 2 Education and Training Fund Report Benjamin Johnson Tab 3 Grant Request: Working in Support of Education, Inc. Keith Woodwell Wayne Brown Institute Ever Fi Jump Start : Financial Smarts for Utah Students Consideration and Approval of Proposed Orders Tab 4 Benjamin D. Larsen Ken Barton Tab 5 Fourth Dimension Financial Group : Dave Hermansen Richard Clark Johnson III Tab 6 Bradley Garth Green : Dave Hermansen Tab 7 Blue Sovereign, LLC: Dave Hermansen Cartlan, LLC; Brett Jason Cobb Tab 8 Jeffrey Steven Hall: Dave Hermansen J & K Lending, Inc. Tab 9 Colt Technologies,Inc. : Dave Hermansen Tali James Haleua Tab 10 David Rodney Crosby: Dave Hermansen
- Notice of Special Accommodations (ADA)
- In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 East 300 South
2nd Floor, room 403
Salt Lake City , 84111
Show in Apple Maps Show in Google Maps - Contact Name
- PBM-00005299
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- August 12, 2013 08:15 AM
- Notice Last Edited On
- August 12, 2013 08:19 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| meeting_audio_2013-08-14.mp3 | — | 2013/08/16 02:08 PM |
| Aug.14.2013.pdf | — | 2013/08/16 03:54 PM |
| commission-minutes_2013-08-14.pdf | — | 2013/10/08 05:04 PM |
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