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Securities Commission

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Event Start Date & Time
August 14, 2013 09:00 AM
Event End Date & Time
August 14, 2013 12:00 PM
Utah Securities Commission August 14th 2013 Room 403 ? 9:00 AM Agenda Welcome & Call to Order Erik Christiansen Tab 1 Approval of May 30th, 2013 Minutes Erik Christiansen Director?s Report Keith Woodwell Update on Budget Schedule for future Commission Meetings Section Reports a. Licensing & Compliance Section Ken Barton b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Dave Hermansen Investor Education Update Karen McMullin Tab 2 Education and Training Fund Report Benjamin Johnson Tab 3 Grant Request: Working in Support of Education, Inc. Keith Woodwell Wayne Brown Institute Ever Fi Jump Start : Financial Smarts for Utah Students Consideration and Approval of Proposed Orders Tab 4 Benjamin D. Larsen Ken Barton Tab 5 Fourth Dimension Financial Group : Dave Hermansen Richard Clark Johnson III Tab 6 Bradley Garth Green : Dave Hermansen Tab 7 Blue Sovereign, LLC: Dave Hermansen Cartlan, LLC; Brett Jason Cobb Tab 8 Jeffrey Steven Hall: Dave Hermansen J & K Lending, Inc. Tab 9 Colt Technologies,Inc. : Dave Hermansen Tali James Haleua Tab 10 David Rodney Crosby: Dave Hermansen
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
160 East 300 South
2nd Floor, room 403
Salt Lake City , 84111
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Notice Posting Details

Notice Posted On
August 12, 2013 08:15 AM
Notice Last Edited On
August 12, 2013 08:19 AM

Download Attachments

File Name Category Date Added
meeting_audio_2013-08-14.mp3 2013/08/16 02:08 PM
Aug.14.2013.pdf 2013/08/16 03:54 PM
commission-minutes_2013-08-14.pdf 2013/10/08 05:04 PM


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