Utah Securities Commission
August 14th 2013
Room 403 ? 9:00 AM
Agenda
Welcome & Call to Order Erik Christiansen
Tab 1 Approval of May 30th, 2013 Minutes Erik Christiansen
Director?s Report Keith Woodwell
Update on Budget
Schedule for future Commission Meetings
Section Reports
a. Licensing & Compliance Section Ken Barton
b. Corporate Finance Section Benjamin Johnson
c. Enforcement Section Dave Hermansen
Investor Education Update Karen McMullin
Tab 2 Education and Training Fund Report Benjamin Johnson
Tab 3 Grant Request: Working in Support of Education, Inc. Keith Woodwell
Wayne Brown Institute
Ever Fi
Jump Start : Financial Smarts for Utah Students
Consideration and Approval of Proposed Orders
Tab 4 Benjamin D. Larsen Ken Barton
Tab 5 Fourth Dimension Financial Group : Dave Hermansen
Richard Clark Johnson III
Tab 6 Bradley Garth Green : Dave Hermansen
Tab 7 Blue Sovereign, LLC: Dave Hermansen
Cartlan, LLC;
Brett Jason Cobb
Tab 8 Jeffrey Steven Hall: Dave Hermansen
J & K Lending, Inc.
Tab 9 Colt Technologies,Inc. : Dave Hermansen
Tali James Haleua
Tab 10 David Rodney Crosby: Dave Hermansen
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.