A Secure Online Service from Utah.gov

Utah.gov

Public Notice Website

Division of Archives and Records Service

Securities Commission Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

Add Notice to Calendar

Notice Title
Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
August 14, 2013 09:00 AM
Event End Date & Time
August 14, 2013 12:00 PM
Description/Agenda
Utah Securities Commission August 14th 2013 Room 403 ? 9:00 AM Agenda Welcome & Call to Order Erik Christiansen Tab 1 Approval of May 30th, 2013 Minutes Erik Christiansen Director?s Report Keith Woodwell Update on Budget Schedule for future Commission Meetings Section Reports a. Licensing & Compliance Section Ken Barton b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Dave Hermansen Investor Education Update Karen McMullin Tab 2 Education and Training Fund Report Benjamin Johnson Tab 3 Grant Request: Working in Support of Education, Inc. Keith Woodwell Wayne Brown Institute Ever Fi Jump Start : Financial Smarts for Utah Students Consideration and Approval of Proposed Orders Tab 4 Benjamin D. Larsen Ken Barton Tab 5 Fourth Dimension Financial Group : Dave Hermansen Richard Clark Johnson III Tab 6 Bradley Garth Green : Dave Hermansen Tab 7 Blue Sovereign, LLC: Dave Hermansen Cartlan, LLC; Brett Jason Cobb Tab 8 Jeffrey Steven Hall: Dave Hermansen J & K Lending, Inc. Tab 9 Colt Technologies,Inc. : Dave Hermansen Tali James Haleua Tab 10 David Rodney Crosby: Dave Hermansen
Notice of Special Accommodations (ADA)
In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
2nd Floor, room 403
Salt Lake City , 84111
Show in Apple Maps Show in Google Maps
Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 12, 2013 08:15 AM
Notice Last Edited On
August 12, 2013 08:19 AM

Download Attachments

File Name Category Date Added
meeting_audio_2013-08-14.mp3 2013/08/16 02:08 PM
Aug.14.2013.pdf 2013/08/16 03:54 PM
commission-minutes_2013-08-14.pdf 2013/10/08 05:04 PM

Subscribe

Subscribe by Email

Subscription options will send you alerts regarding future notices posted by this Body.