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Utah Securities Commission Meeting

General Information

Government Type
State Agency
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Securities Commission Meeting
Notice Subject(s)
Notice Type(s)
Notice, Meeting
Event Start Date & Time
May 30, 2013 09:00 AM
Event End Date & Time
May 30, 2013 12:00 PM
Utah Securities Commission May 30, 2013 Room 451 - 9:00 AM Agenda Welcome & Call to Order by Erik Christiansen Oath Of Office - Mr. David A. Russon and Mr. Gary Cornia by Keith Woodwell Approval of March 28, 2013 Minutes by Erik Christiansen Oral Arguments for the Division's Motion for Default - Jared Brent Muir by Jennie Jonsson Joshua Dyches & Dymond Capital - Recommended Order on Default Conference Call by Ann Skaggs Director's Report by Keith Woodwell - Update on Budget - Schedule for future Commission Meetings Section Reports a. Licensing & Compliance Section by Ken Barton b. Corporate Finance Section by Benjamin Johnson c. Enforcement Section by Dave Hermansen Investor Education Update by Karen McMullin Education and Training Fund Report by Benjamin Johnson Consideration and Approval of Proposed Orders - Conestoga Settlement Trust, Conestoga Settlment Services, LLC | Michael C. McKermott, Walter C. Young, Creative Wealth Designs, LLC | Dayspring Financial, LLC, Michael John Woods by Ken Barton - Markham L. Caldwell by Ken Barton - Scott Steinmetz by Ken Barton - Jeffrey Kahn by Ken Barton - Profitable Solution, Executive Capital Funding LLC, PS1 Group, LLC, Timothy V. Provost, LH Solutions by Dave Hermansen - Daniel G. Maynard by Dave Hermansen - Intelicloud Holdings Inc., Intelicloud Holdings Inc., Jeffrey Friederichs by Ann Skaggs - Greenfolders / Michael Shaun Kirby by Dave Hermansen
Notice of Special Accommodations (ADA)
Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
160 East 300 South
4th Floor, Room 451
Salt Lake City, 84111
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Contact Name
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Notice Posting Details

Notice Posted On
May 24, 2013 04:43 PM
Notice Last Edited On
June 28, 2013 11:37 AM

Download Attachments

File Name Category Date Added
meeting-audio_2013-05-30.mp3 2013/06/03 12:08 PM
agenda_2013-05-30.pdf 2013/06/17 11:17 AM
minutes_2013-05-30.pdf 2013/08/16 02:07 PM


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