Public Notice Website

Welcome to the Utah Public Notice Website: Your central source for all public notice information in Utah

Search again

Department of Commerce:
Securities Commission

Entity: Department of Commerce

Body: Securities Commission

Subject: Securities

Notice Title: Utah Securities Commission Meeting

Notice Type: Notice, Meeting

Event Start Date & Time: May 30, 2013 09:00 AM

Event End Date & Time: May 30, 2013 12:00 PM

Description/Agenda:

Utah Securities Commission
May 30, 2013
Room 451 - 9:00 AM
Agenda

Welcome & Call to Order by Erik Christiansen

Oath Of Office - Mr. David A. Russon and Mr. Gary Cornia by Keith Woodwell

Approval of March 28, 2013 Minutes by Erik Christiansen

Oral Arguments for the Division's Motion for Default - Jared Brent Muir by Jennie Jonsson

Joshua Dyches & Dymond Capital - Recommended Order on Default Conference Call by Ann Skaggs

Director's Report by Keith Woodwell
- Update on Budget
- Schedule for future Commission Meetings

Section Reports
a.  Licensing & Compliance Section by Ken Barton
b.  Corporate Finance Section by Benjamin Johnson
c.  Enforcement Section by Dave Hermansen

Investor Education Update by Karen McMullin

Education and Training Fund Report by Benjamin Johnson

Consideration and Approval of Proposed Orders
- Conestoga Settlement Trust, Conestoga Settlment Services, LLC | Michael C. McKermott, Walter C. Young, Creative Wealth Designs, LLC | Dayspring Financial, LLC, Michael John Woods by Ken Barton
- Markham L. Caldwell by Ken Barton
- Scott Steinmetz by Ken Barton
- Jeffrey Kahn by Ken Barton
- Profitable Solution, Executive Capital Funding LLC, PS1 Group, LLC, Timothy V. Provost, LH Solutions by Dave Hermansen
- Daniel G. Maynard by Dave Hermansen
- Intelicloud Holdings Inc., Intelicloud Holdings Inc., Jeffrey Friederichs by Ann Skaggs
- Greenfolders / Michael Shaun Kirby by Dave Hermansen

Notice of Special Accommodations:

Compliant.

Notice of Electronic or telephone participation:

N/A

Other Information

This notice was posted on: May 24, 2013 04:43 PM
This notice was last edited on: June 28, 2013 11:37 AM

Board/Committee Contacts

Member Email Phone

Please give us feedback