General Information

Government Type

State Agency

Entity

Department of Commerce

Public Body

Securities Commission

Notice Information

Add Notice to Calendar

Notice Title

Securities Commission

Notice Tags

Securities

Notice Type(s)

Meeting

Event Start Date & Time

October 29, 2012 02:00 PM

Event End Date & Time

October 29, 2012 05:00 PM

Description/Agenda

Welcome/Call to Order Erik Christiansen 1. Approval of July 19, 2012 Minutes Erik Christiansen 2. Director’s Report Keith Woodwell a. Update on Budget b. Update on Division Staffing c. Administrative Rules Committee Request Regarding Searchability of Division Documents d. Review of Administrative Rule on Fine Amounts 3. Investor Education Update Karen McMullin 4. Section Reports a. Licensing & Compliance Section Dave Hermansen b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Tom Brady 5. Education and Training Fund Report Benjamin Johnson a. Grant Request – Working in Support of Education, Inc. (WISE) Keith Woodwell b. Grant Request- Junior Achievement Keith Woodwell c. Grant Request- EverFi Ray Martinez 6. Consideration and Approval of Proposed Orders a. DJW Investments, LLC. & Tom Brady Daren Dennis White b. Colby J. Sanders Tom Brady c. Fruitland Development Group, LLC & Tom Brady Derrick S. Betts d. Fortius Group, LLC Tom Brady Fortius Fund, LLC Powder Ridge Land, LLC Powder Ridge Developer I, LTD. Powder Ridge Management, Inc. Chamonix Capital I, LLC Amsterdam Capital XII, LLC David Ryan Barlow e. Danielle L. Archuleta Tom Brady f. Insane Asylum Skateboards, Inc. Tom Brady David Curtis Allen g. Ronald Dean Udy Tom Brady h. Maverick Mining Company, Inc. Tom Brady i. Joshua Lehi Trent dba Acta Non Verba, LLC. Tom Brady Mark K. Bowman j. The McKinley Fund, LLC Benjamin Johnson Altamont Global Partners, LLC Philip Leon John G. Wilkins k. VYSN Capital, LLC. Tom Brady Shawn Blaine Smart 7. Scheduling of Upcoming Commission Meeting Erik Christiansen

Notice of Special Accommodations (ADA)

In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Julie Price, ADA Coordinator, Division of Securities, P O Box 146760, 160 E 300 S, Salt Lake City, Utah 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.

Notice of Electronic or Telephone Participation

N/A

Meeting Information

Meeting Location

160 East 300 South, 2nd Floor
Salt Lake City, 84111
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Contact Name

Dorian Ashton

Contact Email

dashton1@utah.gov

Contact Phone

(801)530-6436

Notice Posting Details

Notice Posted On

October 25, 2012 03:19 PM

Notice Last Edited On

October 25, 2012 03:19 PM

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