Utah Securities Commission
May 30, 2013
Room 451 - 9:00 AM
Agenda
Welcome & Call to Order by Erik Christiansen
Oath Of Office - Mr. David A. Russon and Mr. Gary Cornia by Keith Woodwell
Approval of March 28, 2013 Minutes by Erik Christiansen
Oral Arguments for the Division's Motion for Default - Jared Brent Muir by Jennie Jonsson
Joshua Dyches & Dymond Capital - Recommended Order on Default Conference Call by Ann Skaggs
Director's Report by Keith Woodwell
- Update on Budget
- Schedule for future Commission Meetings
Section Reports
a. Licensing & Compliance Section by Ken Barton
b. Corporate Finance Section by Benjamin Johnson
c. Enforcement Section by Dave Hermansen
Investor Education Update by Karen McMullin
Education and Training Fund Report by Benjamin Johnson
Consideration and Approval of Proposed Orders
- Conestoga Settlement Trust, Conestoga Settlment Services, LLC | Michael C. McKermott, Walter C. Young, Creative Wealth Designs, LLC | Dayspring Financial, LLC, Michael John Woods by Ken Barton
- Markham L. Caldwell by Ken Barton
- Scott Steinmetz by Ken Barton
- Jeffrey Kahn by Ken Barton
- Profitable Solution, Executive Capital Funding LLC, PS1 Group, LLC, Timothy V. Provost, LH Solutions by Dave Hermansen
- Daniel G. Maynard by Dave Hermansen
- Intelicloud Holdings Inc., Intelicloud Holdings Inc., Jeffrey Friederichs by Ann Skaggs
- Greenfolders / Michael Shaun Kirby by Dave Hermansen