Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | 160 East 300 South Salt Lake City UT 84111 |
| Event Date & Time: |
April 28, 2022 April 28, 2022 09:00 AM - April 29, 2022 05:00 PM |
| Description/Agenda: |
1. Approval of January 13th, 2022 meeting minutes.
DIRECTOR'S REPORT Jason E. Sterzer
SECTION REPORTS
Licensing and Registration
Bryan Cowley
Compliance
Ken Barton
Enforcement
Dave Hermansen
Investor Education
2. GRANT REQUESTS FROM THE SECURITIES INVESTOR EDUCATION AND TRAINING FUND
Education Fund Expenditure Request
CONSIDERATION AND APPROVAL OF PROPOSED ORDER(S)
3. Stipulation and Consent Order
SD-19-0020 RIZEUP LLC
SD-19-0021 FRED SAMUEL KEELE
4. Stipulation and Consent Order
SD-22-0010 BLOCKFI LENDING LLC
5. Stipulation and Consent Order
SD-21-0016 PREMIER SPORTING EVENTS
SD-21-0017 KINNIN DOC SANDLIN
6. Stipulation and Consent Order
SD-20-0018 Zachary Locklear
SD-20-0019 Gnolaum Enterprises LLC
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| Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Zoe Gomez, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | October 26, 2020 02:39 PM |
| Last edited on: | August 19, 2022 07:58 AM |