Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | 160 E 300 S Salt Lake City UT 84111 |
| Event Date & Time: |
April 8, 2021 April 8, 2021 08:00 AM - April 8, 2021 10:30 AM |
| Description/Agenda: |
COMMENCEMENT AND ROLL CALL
9:00 AM
1) APPROVAL OF JAN 7, 2021 MEETING MINUTES
DIRECTOR'S REPORT
Presenter | Jason E. Sterzer, Division Director
SECTION REPORTS
Licensing and Registration
Presenter | Bryan Cowley, Director of Licensing and Registration
Compliance
Presenter | Director of Compliance, Ken Barton
Enforcement
Presenter | Director of Enforcement, Dave Hermansen
Investor Education
Presenter | Investor Education Coordinator, Karen McMullin
2) GRANT REQUEST
Wayne Brown Institute doing business as VentureCapital.Org
Requesting | $40,000
Presenters | Trent Christensen and Peter Callister
3) EDUCATION FUND EXPIDENTURE REQUEST
Presenter: Investigative Accountant, Aaron Burgoyne
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| Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting. |
| Notice of Electronic or telephone participation: | This meeting will be held electronically without an anchor location. Members of the public are able to watch a live stream of the meeting by copy and pasting the 'Live Stream Meeting Link' (below) in their browsers URL bar. Members of the public will not be able to comment during the meeting only watch. Live Stream Meeting Link: https://stream.meet.google.com/stream/666a5ae1-cafb-4f36-b971-f33c9608dcb4 |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | October 26, 2020 02:37 PM |
| Last edited on: | April 15, 2021 09:29 AM |