Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: 160 East 300 South

Salt Lake City  UT  84111
Event Date & Time: October 7, 2020
October 7, 2020 08:00 AM
Description/Agenda:
                        COMMENCEMENT & ROLL CALL	: 9:00 AM

1)Approval of August 6, 2020 Minutes									

DIRECTOR'S REPORT
Jason E. Sterzer

SECTION REPORTS 
Compliance										
Ken Barton

Enforcement 										
Dave Hermansen

Investor Education									
Karen McMullin

Registration and Licensing 								
Bryan Cowley

2) Education Fund Expenditure Request							
Bryan Cowley


CONSIDERATION & APPROVAL OF PROPOSED ORDERS
			
3) Proposed Order: Stipulation and Consent Order 
Docket No: SD-20-0031	
In the matter of: Todd Seeholzer	
Presenter: Chip Lyons
				
4) Proposed Order: Stipulation and Consent Order
Docket Nos.: SD-20-0010 and SD-20-0012	
In the matter of: Ship Group Inc and Thomas R. Sanford	
Presenter: Francswai Grayson			
	
5) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0009	
In the matter of: Blake D. Young	
Presenter: Francswai Grayson	
				
6) Proposed Order: Stipulation and Consent Order
Docket No: SD-20-0008	
In the matter of: Paul N. Jensen	
Presenter: Francswai Grayson	
				
				
				
				
		

                    
Notice of Special Accommodations: In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation: This meeting will be held electronically without an anchor location. Live stream link: https://stream.meet.google.com/stream/f2f2cf73-a3b7-41f6-afdc-9b0ff747b9db
Other information:
Contact Information: Zoe Gomez
(801)530-6436
zoeg@utah.gov
Posted on: January 29, 2020 12:29 PM
Last edited on: January 05, 2021 05:04 PM

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