Entity: Department of Commerce
Body: Securities Commission
Subject: | Securities |
Notice Title: | Securities Commission Meeting |
Meeting Location: | 160 East 300 South Salt Lake City UT 84111 |
Event Date & Time: |
October 7, 2020 October 7, 2020 08:00 AM |
Description/Agenda: | COMMENCEMENT & ROLL CALL : 9:00 AM 1)Approval of August 6, 2020 Minutes DIRECTOR'S REPORT Jason E. Sterzer SECTION REPORTS Compliance Ken Barton Enforcement Dave Hermansen Investor Education Karen McMullin Registration and Licensing Bryan Cowley 2) Education Fund Expenditure Request Bryan Cowley CONSIDERATION & APPROVAL OF PROPOSED ORDERS 3) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0031 In the matter of: Todd Seeholzer Presenter: Chip Lyons 4) Proposed Order: Stipulation and Consent Order Docket Nos.: SD-20-0010 and SD-20-0012 In the matter of: Ship Group Inc and Thomas R. Sanford Presenter: Francswai Grayson 5) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0009 In the matter of: Blake D. Young Presenter: Francswai Grayson 6) Proposed Order: Stipulation and Consent Order Docket No: SD-20-0008 In the matter of: Paul N. Jensen Presenter: Francswai Grayson |
Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6600, at least three (3) working days prior to the meeting. |
Notice of Electronic or telephone participation: | This meeting will be held electronically without an anchor location. Live stream link: https://stream.meet.google.com/stream/f2f2cf73-a3b7-41f6-afdc-9b0ff747b9db |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | January 29, 2020 12:29 PM |
Last edited on: | January 05, 2021 05:04 PM |