Entity: Department of Commerce
Body: Securities Commission
Subject: | Securities |
Notice Title: | Securities Commission Meeting & Hearing |
Meeting Location: | 160 East 300 South Floor 2 Salt Lake City UT 84111 |
Event Date & Time: |
May 7, 2020 May 7, 2020 08:00 AM - May 7, 2020 12:00 PM |
Description/Agenda: | COMMENCEMENT & ROLL CALL /9:00 AM TAB 1 Approval of March 19, 2020 Minutes. DIRECTOR'S REPORT Presenter: Thomas Brady SECTION REPORTS Compliance Presenter: Ken Barton Enforcement Presenter: Dave Hermansen Investor Education Presenter: Karen McMullin Registration and Licensing Presenter: Bryan Cowley TAB 2 Education Fund Expenditure Request Presenter: Bryan Cowley TABS 3-4 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS Tab 3 Proposed Order: Stipulation and Consent Order In the matter of: Ryan L. Farr Docket No.: SD-17-0025 Presenter: Francswai Grayson Tab 4 Proposed Order: Stipulation and Consent Order In the matter of: Benjamin D. Williams Docket No.: SD-17-0028 Presenter: Francswai Grayson |
Notice of Special Accommodations: | Not applicable, as this is solely en electronic meeting. |
Notice of Electronic or telephone participation: | This Securities Commission Meeting is solely an electronic meeting hosted through Google Meet. Call in number: +1 417-448-6054 PIN: 407 942 171# Available via Live Stream: https://stream.meet.google.com/stream/6f15a15f-4b15-4a7e-b4c6-5af08ae99869 For participation instructions, please go to: https://support.google.com/meet/answer/9303069?hl=en&ref_topic=7192926. Then refer to the heading, 'Join a video meeting' If you should have any questions about this, feel free to contact Sabrina Afridi (safridi@utah.gov). |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | January 29, 2020 12:26 PM |
Last edited on: | January 12, 2021 03:19 PM |