Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | 160 East 300 South Salt Lake City UT 84111 |
| Event Date & Time: |
March 19, 2020 March 19, 2020 08:00 AM - March 19, 2020 12:00 PM |
| Description/Agenda: |
UTAH DIVISION OF SECURITIES | COMMISSION MEETING | AGENDA
MARCH 19, 2020 | ELECTRONIC MEETING | 9:00 AM-12:00 PM
WELCOME & CALL TO ORDER 9:00 AM
TAB 1
Approval of Minutes January 9, 2020
TAB 2
Education Fund Expenditure Request/ Presenter: Bryan Cowley
TAB 3 | GRANT REQUESTS
Utah Financial Empowerment Coalition ($15,000)/Presenter: Brittany Griffin
Wayne Brown Institute ($40,000)/ Presenter: Trent Christensen
Director's Report/ Presenter: Tom Brady
Section Reports
Compliance/Presenter: Ken Barton
Enforcement/Presenter: Dave Hermansen
Registration and Licensing/Presenter: Bryan Cowley
TABS 4-10 | CONSIDERATION AND APPROVAL OF PROPOSED ORDERS
Tab 4: Default Order/ SD-17-0021-0025 and SD-17-0028
In the matter of: Accelerated Wealth LLC, and Accelerated Wealth Group, LLC et al.
Presenter: Jen Korb
Tab 5: Stipulation and Consent Order/ SD-18-0025
In the matter of: Eric Dunbar Johnson
Presenter: Francswai Grayson
Tab 6: Stipulation and Consent Order/ SD-18-0027
In the matter of: Christopher Bradley Erwin
Presenter: Francswai Grayson
Tab 7:Stipulation and Consent Order/SD-19-0001 and SD-19-0002
In the matter of: Empire Energy and Spencer Kent Barton
Presenter: Francswai Grayson
Tab 8: Stipulation and Consent Order/SD-19-0029 and SD-19-0030
In the matter of: Divvee Social, Inc and Darren Olayan
Presenter: Francswai Grayson
Tab 9: Stipulation and Consent Order/ SD-19-0036
In the matter of: Stanley Secor
Presenter: Chip Lyons
Tab 10: Stipulation and Consent Order/SD-20-0010
In the matter of: Solium Financial Services LLC, CRD #147933
Presenter: Chip Lyons
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| Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting. |
| Notice of Electronic or telephone participation: | This meeting will be a telephonic (i.e. electronic) meeting. If you should participate/join the telephonic meeting it's important you do the following: indicate your name (first & last), title (Counsel, public, Respondent, etc.) for the record. Telephonic Meeting Info: Dial-in: (US): 1.419.718.1174 Access PIN: 502 334# |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | January 29, 2020 12:16 PM |
| Last edited on: | January 12, 2021 03:19 PM |