Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: 160 East 300 South

Salt Lake City    84111
Event Date & Time: March 19, 2020
March 19, 2020 09:00 AM - March 19, 2020 12:00 PM
Description/Agenda:
                        UTAH DIVISION OF SECURITIES | COMMISSION MEETING | AGENDA
MARCH 19, 2020 | ELECTRONIC MEETING | 9:00 AM-12:00 PM

WELCOME & CALL TO ORDER 9:00 AM


TAB 1
Approval of Minutes							January 9, 2020

TAB 2 	
Education Fund Expenditure Request/ Presenter: Bryan Cowley

TAB 3 | GRANT REQUESTS

Utah Financial Empowerment Coalition ($15,000)/Presenter: Brittany Griffin			
Wayne Brown Institute ($40,000)/ Presenter: Trent Christensen


Director's Report/ Presenter: Tom Brady

Section Reports
Compliance/Presenter: Ken Barton
Enforcement/Presenter: Dave Hermansen
Registration and Licensing/Presenter: Bryan Cowley


TABS 4-10 | CONSIDERATION AND APPROVAL OF PROPOSED ORDERS

Tab 4: Default Order/ SD-17-0021-0025 and SD-17-0028	
In the matter of: Accelerated Wealth LLC, and Accelerated Wealth Group, LLC et al. 	
Presenter: Jen Korb 

Tab 5: Stipulation and Consent Order/ SD-18-0025	
In the matter of: Eric Dunbar Johnson	
Presenter: Francswai Grayson

Tab 6:  Stipulation and Consent Order/ SD-18-0027	 
In the matter of: Christopher Bradley Erwin	
Presenter: Francswai Grayson

Tab 7:Stipulation and Consent Order/SD-19-0001 and SD-19-0002	
In the matter of: Empire Energy and Spencer Kent Barton	
Presenter: Francswai Grayson 

Tab 8: Stipulation and Consent Order/SD-19-0029 and SD-19-0030	
In the matter of: Divvee Social, Inc and Darren Olayan	
Presenter: Francswai Grayson 

Tab 9: Stipulation and Consent Order/ SD-19-0036	
In the matter of: Stanley Secor	
Presenter: Chip Lyons

Tab 10: Stipulation  and Consent Order/SD-20-0010	
In the matter of: Solium Financial Services LLC, CRD #147933	
Presenter: Chip Lyons


                    
Notice of Special Accommodations: In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation: This meeting will be a telephonic (i.e. electronic) meeting. If you should participate/join the telephonic meeting it's important you do the following: indicate your name (first & last), title (Counsel, public, Respondent, etc.) for the record. Telephonic Meeting Info: Dial-in: (US): 1.419.718.1174 Access PIN: 502 334#
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 29, 2020 12:16 PM
Last edited on: April 17, 2020 05:25 PM

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