Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: 160 E 300 South

Salt Lake City    84111
Event Date & Time: January 9, 2020
January 9, 2020 09:00 AM - January 9, 2020 12:00 PM
Description/Agenda:
                        UTAH DIVISION OF SECURITIES | SECURITIES COMMISSION MEETING | AGENDA
JANUARY 9, 2020 | ROOM 451 | 9:00AM-12:00PM


WELCOME & CALL TO ORDER | 9:00AM


TAB 1
Approval of Minutes | November 7, 2019
Directors Report | Tom Brady
Section Reports
Compliance | Ken Barton
Enforcement |Dave Hermansen
Investor Education | Karen McMullin
Licensing & Registration | Bryan Cowley
TAB 2 	
Education Fund Expenditure Request | Bryan Cowley

TABS 3-8 | CONSIDERATION & APPROVAL OF PROPOSED ORDERS 
TAB 3	
Stipulation &Consent Order | SD-17-0036 | Lignell, Keith E. 
Presenter Francswai Grayson
TAB 4
Stipulation & Consent Order | SD-17-0037 & SD-17-0038 | Mojo Fitness, LLC & Herrick, Jeffrey R.	
Presenter Francswai Grayson
TAB 5	
Stipulation & Consent Order | SD-18-0024 | Reincke, Richard Clayton 
Presenter Francswai Grayson
TAB 6 
Stipulation & Consent Order | SD-18-0026 | Johnson, Lars David	
Presenter Francswai Grayson
TAB 7
Stipulation & Consent Order | SD-19-0014 | ProLung, Inc
Presenter Francswai Grayson.
TAB 8
Default Order | SD-18-0023 | Arenal Energy Corporation 
Presenter Paula Faerber




                    
Notice of Special Accommodations: In compliance with the Americans with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Sabrina Afridi, ADA Coordinator, Division of Securities, PO Box 146760, 160 East 300 South, Salt Lake City, Utah 84114-6760, Phone 801-530-6436, at least three (3) working days prior to the meeting.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 02, 2020 06:53 PM
Last edited on: April 02, 2020 04:27 PM

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