Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | Division of Securities 160 East 300 South, 4th Floor Hearing Room 403 Salt Lake City 84111 |
| Event Date & Time: |
August 2, 2018 August 2, 2018 09:00 AM - August 2, 2018 12:00 PM |
| Description/Agenda: |
Utah Securities Commission
August 2, 2018
Room 451-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the May 24, 2018 Minutes
Director's Report: Tom Brady
Section Reports:
Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Bryan Cowley
Investor Education: Karen McMullin
Education and Training Fund Report: Bryan Cowley
Consideration and Approval of Proposed Orders:
James Cameron Lee; SD-16-0040: Stipulation and Consent Order: Dee Johnson
PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050: Stipulation and Consent Order: Dee Johnson
Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order: Ken Barton
Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012: Recommended Order on Default. Jenn Korb
Hearing schedule:
10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order
11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041: Stipulation and Consent Order Fine Amount
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| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | January 23, 2018 08:03 AM |
| Last edited on: | July 31, 2018 02:09 PM |