Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: Division of Securities
160 East 300 South, 4th Floor Hearing Room 403
Salt Lake City    84111
Event Date & Time: August 2, 2018
August 2, 2018 09:00 AM - August 2, 2018 12:00 PM
Description/Agenda:
                        Utah Securities Commission
August 2, 2018
Room 451-9:00 A.M.
Agenda 


Welcome & Call to Order

Approval of the May 24, 2018 Minutes

Director's Report:  Tom Brady
Section Reports:	
Enforcement:  Dave Hermansen
Compliance:  Ken Barton
Registration & Licensing:  Bryan Cowley
Investor Education:  Karen McMullin

Education and Training Fund Report:  Bryan Cowley

Consideration and Approval of Proposed Orders:
James Cameron Lee; SD-16-0040: Stipulation and Consent Order:  Dee Johnson

PAWZ Inc., Greg Andrew Crook; SD-16-0049, SD-16-0050:  Stipulation and Consent Order:  Dee Johnson

Roger Edward Taylor; FFCF Investors, LLC; SD-18-0001, SD-18-0002: Stipulation and Consent Order:  Ken Barton

Total RIG Services, LLC; Dyad Environmental LLC, TTU Enterprises LLC, Black Rock Aggregates LLC, Summit Oilfield Services, LLC, Ryan Richard West; SD-18-0007, SD-18-0008, SD-18-0009, SD-18-0010, SD-18-0011, SD-18-0012:  Recommended Order on Default.  Jenn Korb

Hearing schedule:  
10:00 a.m. - 11:00 a.m. In the Matter of Utah Gold and Silver Depository, LLC, Craig Anthony Franco; SD-14-0019; SD-14-0020; SD-16-0035; SD-16-0036: Motion for Summary Judgment 'Recommended Default Order 

11:00 a.m. - 1:00 p.m. In the Matter of Stephen Brandley, Clearwater Funding, LLC; SD-16-0039; SD-16-0041:  Stipulation and Consent Order Fine Amount

                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 23, 2018 08:03 AM
Last edited on: July 31, 2018 02:09 PM

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