Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: Heber M. Wells Building
160 East 300 South, 2nd Floor
Salt Lake City    84111
Event Date & Time: January 24, 2018
January 24, 2018 09:00 AM - January 24, 2018 11:00 AM
Description/Agenda:
                        Utah Securities Commission
January 25, 2018
Room 403-9:00 A.M.
Agenda 

Welcome & Call to Order

Approval of the December 7, 2017 Minutes

Director's Report:  Keith Woodwell 
		
Section Reports:
Enforcement:  Dave Hermansen
Compliance:  Ken Barton
Registration and Licensing:  Bryan Cowley
Investor Education:  Karen McMullin

Education and Training Fund Report:  Bryan Cowley

Consideration and Approval of Proposed Orders:
Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order:  Liz Blaylock

Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034:  Stipulation and Consent Order:  Liz Blaylock

Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038:  Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order:  Administrative Law Judge Dibb

                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 17, 2018 01:47 PM
Last edited on: February 08, 2019 08:25 AM

Printed from Utah's Public Notice Website (http://pmn.utah.gov/)