Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | Heber M. Wells Building 160 East 300 South, 2nd Floor Salt Lake City 84111 |
| Event Date & Time: |
January 24, 2018 January 24, 2018 09:00 AM - January 24, 2018 11:00 AM |
| Description/Agenda: |
Utah Securities Commission
January 25, 2018
Room 403-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the December 7, 2017 Minutes
Director's Report: Keith Woodwell
Section Reports:
Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration and Licensing: Bryan Cowley
Investor Education: Karen McMullin
Education and Training Fund Report: Bryan Cowley
Consideration and Approval of Proposed Orders:
Karlton W. Kilby; SD-17-0078; Stipulation and Consent Order: Liz Blaylock
Kevin K. Thibeau, Jan P. Bolton, Scott Anthony Johnson; SD-17-0032, SD-17-0033, SD-17-0034: Stipulation and Consent Order: Liz Blaylock
Theral L. Ledward and Wealth Building Systems, LLC; SD-16-0037; SD-16-0038: Order of Adjudication and Second Amended Findings of Fact, Conclusions of Law and Proposed Order: Administrative Law Judge Dibb
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| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | January 17, 2018 01:47 PM |
| Last edited on: | February 08, 2019 08:25 AM |