Entity: Department of Commerce
Body: Securities Commission
Subject: | Public Meetings |
Notice Title: | Securities Commission Meeting |
Meeting Location: | Heber M. Wells Building 160 East 300 South Room 451 Salt Lake City 84111 |
Event Date & Time: |
October 19, 2017 October 19, 2017 09:00 AM - October 19, 2017 11:00 AM |
Description/Agenda: | Utah Securities Commission October 19, 2017 Room 451 9:00 a.m. Agenda Welcome & Call to Order Swearing in of Peggy Hunt, New Securities Commissioner Approval of the August 7, 2017 Meeting Minutes Director's Report: Keith Woodwell Reports:Enforcement:Dave Hermansen Compliance: Ken Barton Licensing: Benjamin Johnson Investor Education: Dee Johnson Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Cunningham Energy, LLC; SD-17-0031: Stipulation and Consent Order. Liz Blaylock Kendall T. Turley; SD-17-0026: Stipulation and Consent Order. Liz Blaylock Wheeler Resource Recovery and Scott A. Johnson; SD-17-0017, SD-17-0020: Stipulation and Consent Order. Liz Blaylock Town and Country; SD-17-0040: Stipulation and Consent Order. Dave Hermansen Donald A. Daniel; SD-17-0014: Order on Default: Paula Faerber Kim D. Isaacson; SD-17-0016: Stipulation and Consent Order: Bryan Cowley |
Notice of Special Accommodations: | Compliant. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | September 19, 2017 03:27 PM |
Last edited on: | October 17, 2017 11:10 AM |