Entity: Department of Commerce

Body: Securities Commission

Subject: Public Meetings
Notice Title: Securities Commission Meeting
Meeting Location: Heber M. Wells Building
160 East 300 South Room 451
Salt Lake City    84111
Event Date & Time: October 19, 2017
October 19, 2017 09:00 AM - October 19, 2017 11:00 AM
Description/Agenda:
                        Utah Securities Commission
October 19, 2017
Room 451
9:00 a.m.
Agenda 

Welcome & Call to Order

Swearing in of Peggy Hunt, New Securities Commissioner

Approval of the August 7, 2017 Meeting Minutes

Director's Report:  Keith Woodwell 
			    

Reports:Enforcement:Dave Hermansen
	      Compliance:  Ken Barton
	       Licensing:  Benjamin Johnson
	       Investor Education:  Dee Johnson 

Grant Application:  Wayne Brown Institute DBA VentureCapital.org ($20,000):  Brad Bertoch

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Cunningham Energy, LLC; SD-17-0031: Stipulation and Consent Order.  Liz Blaylock

Kendall T. Turley; SD-17-0026: Stipulation and Consent Order.  Liz Blaylock

Wheeler Resource Recovery and Scott A. Johnson; SD-17-0017, SD-17-0020: Stipulation and Consent Order. Liz Blaylock

Town and Country; SD-17-0040: Stipulation and Consent Order. Dave Hermansen

Donald A. Daniel; SD-17-0014:  Order on Default:  Paula Faerber

 Kim D. Isaacson; SD-17-0016:  Stipulation and Consent Order:   Bryan Cowley

                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: September 19, 2017 03:27 PM
Last edited on: October 17, 2017 11:10 AM

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