Entity: Department of Commerce
Body: Securities Commission
| Subject: | Public Meetings |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | Heber M. Wells Building 160 East 300 South Room 451 Salt Lake City 84111 |
| Event Date & Time: |
October 19, 2017 October 19, 2017 09:00 AM - October 19, 2017 11:00 AM |
| Description/Agenda: |
Utah Securities Commission
October 19, 2017
Room 451
9:00 a.m.
Agenda
Welcome & Call to Order
Swearing in of Peggy Hunt, New Securities Commissioner
Approval of the August 7, 2017 Meeting Minutes
Director's Report: Keith Woodwell
Reports:Enforcement:Dave Hermansen
Compliance: Ken Barton
Licensing: Benjamin Johnson
Investor Education: Dee Johnson
Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Cunningham Energy, LLC; SD-17-0031: Stipulation and Consent Order. Liz Blaylock
Kendall T. Turley; SD-17-0026: Stipulation and Consent Order. Liz Blaylock
Wheeler Resource Recovery and Scott A. Johnson; SD-17-0017, SD-17-0020: Stipulation and Consent Order. Liz Blaylock
Town and Country; SD-17-0040: Stipulation and Consent Order. Dave Hermansen
Donald A. Daniel; SD-17-0014: Order on Default: Paula Faerber
Kim D. Isaacson; SD-17-0016: Stipulation and Consent Order: Bryan Cowley
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| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | September 19, 2017 03:27 PM |
| Last edited on: | October 17, 2017 11:10 AM |