Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: Heber M. Wells Building, (Room 403)
160 East 300 South
Salt Lake City    84111
Event Date & Time: March 23, 2017
March 23, 2017 01:00 PM - March 23, 2017 05:00 PM
Description/Agenda:
                        Utah Securities Commission
March 23, 2017
Room 403-1pm
Agenda 



Welcome & Call to Order

Approval of the January 26, 2017 Minutes

Director's Report:  Keith Woodwell 
			    2017 Legislative Session
Section Reports:
Enforcement:Dave Hermansen
Compliance:  Ken Barton
Licensing:     Benjamin Johnson
Investor Education:  Dee Johnson

Grant Application:  Jr. Achievement of Utah ($5,000):  Christy Tribe

Grant Application:  Utah Financial Planning Association ($5,000):  Jerry Garrett

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Tonya Schnae Brown; SD-15-0035; Order on Motion for Default:  Jen Korb

2:00pm:  Hearing (Theral L Ledward/Wealth Building Systems, LLC)

                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Sabrina Afridi
(801)530-6436
safridi@utah.gov
Posted on: January 30, 2017 11:23 AM
Last edited on: March 21, 2017 09:04 AM

Printed from Utah's Public Notice Website (http://pmn.utah.gov/)