Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | Heber M. Wells Building, (Room 403) 160 East 300 South Salt Lake City 84111 |
| Event Date & Time: |
March 23, 2017 March 23, 2017 01:00 PM - March 23, 2017 05:00 PM |
| Description/Agenda: |
Utah Securities Commission
March 23, 2017
Room 403-1pm
Agenda
Welcome & Call to Order
Approval of the January 26, 2017 Minutes
Director's Report: Keith Woodwell
2017 Legislative Session
Section Reports:
Enforcement:Dave Hermansen
Compliance: Ken Barton
Licensing: Benjamin Johnson
Investor Education: Dee Johnson
Grant Application: Jr. Achievement of Utah ($5,000): Christy Tribe
Grant Application: Utah Financial Planning Association ($5,000): Jerry Garrett
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Tonya Schnae Brown; SD-15-0035; Order on Motion for Default: Jen Korb
2:00pm: Hearing (Theral L Ledward/Wealth Building Systems, LLC)
|
| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | January 30, 2017 11:23 AM |
| Last edited on: | March 21, 2017 09:04 AM |