Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Securities Commission Meeting
Meeting Location: Heber M. Wells Building, (Room 403)
160 East 300 South
Salt Lake City    84111
Event Date & Time: March 23, 2017
March 23, 2017 01:00 PM - March 23, 2017 05:00 PM
                        Utah Securities Commission
March 23, 2017
Room 403-1pm

Welcome & Call to Order

Approval of the January 26, 2017 Minutes

Director's Report:  Keith Woodwell 
			    2017 Legislative Session
Section Reports:
Enforcement:Dave Hermansen
Compliance:  Ken Barton
Licensing:     Benjamin Johnson
Investor Education:  Dee Johnson

Grant Application:  Jr. Achievement of Utah ($5,000):  Christy Tribe

Grant Application:  Utah Financial Planning Association ($5,000):  Jerry Garrett

Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:
Tonya Schnae Brown; SD-15-0035; Order on Motion for Default:  Jen Korb

2:00pm:  Hearing (Theral L Ledward/Wealth Building Systems, LLC)

Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Zoe Gomez
Posted on: January 30, 2017 11:23 AM
Last edited on: March 21, 2017 09:04 AM

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