Entity: Department of Commerce
Body: Securities Commission
Subject: | Securities |
Notice Title: | Securities Commission Meeting |
Meeting Location: | 160 East 300 South, 2nd Floor Salt Lake City, UT 84111 |
Event Date & Time: |
March 24, 2016 March 24, 2016 09:00 AM |
Description/Agenda: | Utah Securities Commission March 24, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 28, 2016 Minutes Director's Report: Keith Woodwell Wrap-up of Legislative Session Division Personnel Update Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant: Junior Achievement of Utah: Stephanie Darrow/Christy Tribe Grant: Salt Lake Small Business Development Center at SLCC: Bryce Hansen Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Dan Arlan Newbold, Doublevault Technologies: SD-16-0001, SD-16-0002: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb Nathan Dewayne Nearman, Nebulae Corporation, Nebulae Entertainment, Inc and Janus Project Film, LLC: SD-15-0065, SD-15-0067, SD-15-0066, SD-15-0068: Stipulation and Consent Order. Dave Hermansen Jake Daniel McKittrick, SD-12-0049: Stipulation and Consent Order. Dave Hermansen Acadia Capital Advisors, LLC, Michael Brent Petersen: SD-15-0046, SD-15-0047: Stipulation and Consent Order. Richard Jaramillo Steven W. Thorne, SD-15-0055: Stipulation and Consent Order. Ken Barton John Rogers Martin: SD-09-0028: Addendum to Consent Order. Ken Barton |
Notice of Special Accommodations: | Compliant. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | March 22, 2016 09:58 AM |
Last edited on: | March 22, 2016 09:58 AM |