Entity: Department of Commerce
Body: Securities Commission
Subject: | Securities |
Notice Title: | Utah Securities Commission Meeting |
Meeting Location: | 160 E. 300 S, 2nd Floor Salt Lake City 84111 |
Event Date & Time: |
May 28, 2015 May 28, 2015 09:00 AM - May 28, 2015 04:00 PM |
Description/Agenda: | Utah Securities Commission Meeting May 28, 2015 Room 451-9:00 A.M. Agenda (Amended 3) Welcome & Call to Order Approval of the March 26, 2015 Meeting Minutes Director's Report: - Keith Woodwell - award presentation -- legislative update Section Reports:Enforcement: Dave Hermansen Compliance: Kennneth Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Review of New Administrative Rule to Codify Securities' Commission Precedent: Jennie Jonsson, Department of Commerce Administrative Law Judge Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Arpeggio Investments, LLC; Stanley Duane Parrish; Tyson D. Williams: SD-10-0065, SD-10-0067, SD-10-0069: Order on Default: Dave Hermansen Adam Leffler: SD-14-0051: Stipulation and Consent Order: Dave Hermansen Jorgen Mark Bailey: SD-14-0049: Order on Motion to Exclude Evidence and Recommended Order on Default, Order on Default: Dave Hermansen Aclaime Asset Management, LLC; Justin Warren Luettgerodt: SD 15-0007, SD-15-0008: Stipulation and Consent: Richard Jaramillo Michael Edward Logan: SD-15-0006: Stipulation and Consent Order: Andreo Micic Kelly T. Scott: SD-07-0031: Addendum to Consent Order: Charles Lyons 10:00 am Hearing: Richard Monroy; Mark L. Rabin, and Millennium Exploration Company, LLC: SD-14-0046, SD-14-0047, SD-14-0048 Hearing |
Notice of Special Accommodations: | Compliant. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | May 21, 2015 02:15 PM |
Last edited on: | May 27, 2015 11:06 AM |