Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Utah Securities Commission Meeting
Meeting Location: 160 E. 300 S, 2nd Floor

Salt Lake City    84111
Event Date & Time: May 28, 2015
May 28, 2015 09:00 AM - May 28, 2015 04:00 PM
Description/Agenda:
                        Utah Securities Commission Meeting
May 28, 2015
Room 451-9:00 A.M.
Agenda (Amended 3)

Welcome & Call to Order

Approval of the March 26, 2015 Meeting Minutes

Director's Report: - Keith Woodwell - award presentation
					           -- legislative update
					 
Section Reports:Enforcement:  Dave Hermansen
			Compliance:  Kennneth Barton
			Registration & Licensing:  Benjamin Johnson 
			Investor Education:  Karen McMullin

Review of New Administrative Rule to Codify Securities' Commission Precedent:  Jennie Jonsson, Department of Commerce Administrative Law Judge

 Education and Training Fund Report:  Benjamin Johnson

Consideration and Approval of Proposed Orders:

Arpeggio Investments, LLC; Stanley Duane Parrish; Tyson D. Williams:  SD-10-0065, SD-10-0067, SD-10-0069:  Order on Default:  Dave Hermansen

Adam Leffler:  SD-14-0051:  Stipulation and Consent Order:  Dave Hermansen

Jorgen Mark Bailey:  SD-14-0049:  Order on Motion to Exclude Evidence and Recommended Order on Default, Order on Default:  Dave Hermansen

Aclaime Asset Management, LLC; Justin Warren Luettgerodt:  SD 15-0007, SD-15-0008:  Stipulation and Consent:  Richard Jaramillo

Michael Edward Logan:  SD-15-0006:  Stipulation and Consent Order:  Andreo Micic

Kelly T. Scott:  SD-07-0031:  Addendum to Consent Order:  Charles Lyons

10:00 am Hearing:
Richard Monroy; Mark L. Rabin, and Millennium Exploration Company, LLC:  SD-14-0046, SD-14-0047, SD-14-0048 Hearing 



                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Zoe Gomez
(801)530-6436
zoeg@utah.gov
Posted on: May 21, 2015 02:15 PM
Last edited on: May 27, 2015 11:06 AM

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