Entity: Department of Commerce

Body: Securities Commission

Subject: Securities
Notice Title: Utah Securities Commission Meeting
Meeting Location: 160 East 300 South
Room 451
Salt Lake City    84111
Event Date & Time: January 22, 2015
January 22, 2015 09:00 AM - January 22, 2015 03:00 PM
Description/Agenda:
                        Utah Securities Commission
January 22nd, 2015
Room 451- 9:00A.M.
Amended Agenda (2)

Welcome & Call to Order

Tab 1: Approval of November 20, 2014 Minutes

Tab 2: Director's Report: Keith Woodwell -- personnel update
-- legislation update

Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin

Tab 3: Grant Request: Working in Support of Education Inc. (WISE): Keith Woodwell

Tab 4: Grant Request: AARP Utah: Laura Polacheck

Tab 5: Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:

Tab 6: David George Bartholomew: SD-11-0049: Stipulation and Consent Order: Dave Hermansen

Tab 7: Terry Eugene Leib; William 0. Martineau; Martineau Financial Services, LLC: SD-14-0028, SD-14-0029, SD-14-0030: Stipulation and Consent Order: Dave Hermansen

Tab 8: Geoffrey William Watson: SD-11-0042: Stipulation and Consent Order: Dave Hermansen

Tab 9: Michael Kevin Landon; Property Network, Inc.; American Property Investments, LLC: SD-14-0036, SD-14-0037, SD-14-0038: Stipulation and Consent Order: Dave Hermansen

Tab 10: Fortius Group, LLC; Fortius Fund, LLC; Powder Ridge Land, LL~; Powder Ridge DevelopersI, Ltd.; Powder Ridge Management, Inc.; Chamonix Capital I, LLC; David Ryan Barlow; Blue Diamond II, LLC: SD-11-0069; SD-11-0070; SD-11-0071; SD-11-0072; Sp-11-0073; SD-11-0074; SD-11-0075; SD-11-0075; SD-11-0076; SD-13-0002; SD-13-0001: Stipulation and Consent Order:  Dave Hermansen

Tab 11: Rational Capital Management, LLC; Alan Herbert Oviatt: SD-11-0057; SD-11-0058: Stipulation and Consent Order: Dave Hermansen

Tab 12: Jason Lee Borup: SD-14-0055: Recommended Order on Motion for Default: Dave Hermansen

Tab 13: John Patrick Laing: SD-11-0051: Recommended Order on Motion for Default: Dave Hermansen

Tab 14: Dean Loren Casutt: SD-14-0050: Recommended Order on Motion for Default: Dave Hermansen

Large Tab 2: Bruce Luckett Dyson: SD-14-0027: Recommended Order on Motion for Default: Dave Hermansen

Tab 15: Merlin Victor Fish; Aquapower, LC: SD-14-0021; SD-14-0022: Stipulation and Consent Order: Dave Hermansen

10:00 am and Large Tab 1: Evidentiary Hearing: R. Austin Christensen: SD-14-0023
                    
Notice of Special Accommodations: Compliant.
Notice of Electronic or telephone participation: N/A
Other information:
Contact Information: Zoe Gomez
(801)530-6436
zoeg@utah.gov
Posted on: January 07, 2015 02:52 PM
Last edited on: January 27, 2015 12:21 PM

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