Entity: Department of Commerce
Body: Securities Commission
Subject: | Hearings |
Notice Title: | Securities Commission Meeting |
Meeting Location: | 160 E. 300 S. Room 415 Salt Lake City 84111 |
Event Date & Time: |
May 22, 2014 May 22, 2014 09:00 AM - May 22, 2014 12:00 AM |
Description/Agenda: | Utah Securities Commission May 22nd, 2014 Room 451? 9:00 A.M. Agenda Welcome & Call to Order: Tab 1: Approval of March 27th, 2014 Minutes & Approval of April 21st, 2014 Minutes: Erik Christiansen Director?s Report: Keith Woodwell a. Staffing updates b. Division reorganization Section Reports a. Compliance Section: Ken Barton b. Registration & Licensing Section: Benjamin Johnson c. Enforcement Section: Dave Hermansen d. Investor Education Update: Karen McMullin Tab 2: Jumpstart Utah Coalition: Karen McMullin Tab 3: Education and Training Fund Report: Benjamin Johnson Tab 4: Grant Request: Mountain West Capital Network Tab 5: Application for Award under The Securities Fraud Reporting Program Act: Keith Woodwell Consideration and Approval of Proposed Orders Tab 6: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen Tab 7: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen Tab 8: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen Tab 9: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen Tab 10: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020, SD-09-0021 Order on Motion for Default: Dave Hermansen Tab 11: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen Tab 12: West States Investments, Inc., Jason Kim Brown SD-10-0063, SD-10-0064 Stipulation and Consent Order: Dave Hermansen Tab 13: Manchester Development Holdings Corp.; National Entertainment, Inc.; Cary K. Beagley SD-11-0066, SD-11-0067, SD-11-0068 Recommended Order on Motion for Default: Dave Hermansen Tab 14: Michael J. Hansen and CEMA Group, LLC SD-13-0022, SD-13-0023 Stipulation and Consent Order: Dave Hermansen Tab 15: Chad Bennett Reid SD-13-0030 Stipulation and Consent Order: Dave Hermansen Tab 16: Christian Oesch SD-13-0046 Recommended Order on Motion For Default: Dave Hermansen Tab 17: Timothy A. Nemeckay and Nemeckay Group Incorporated SD-14-0009, SD-14-0010 Stipulation and Consent Order: Dave Hermansen Tab 18: Evidentiary Hearing: NevWest Corp, Brisam Corp., Brian A. Kitts SD-07-0049, SD-07-0050, SD-07-0051 Tab 19: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton Tab 20: John A. Gervasi SD-14-0001 Stipulation and Consent Order: Ken Barton Tab 21: Gregory S. Balckbourn SD-14-0004 Stipulation and Consent Order: Ken Barton |
Notice of Special Accommodations: | In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | May 20, 2014 09:14 AM |
Last edited on: | May 20, 2014 09:16 AM |