Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Securities Commission Meeting |
| Meeting Location: | 160 East 300 South Room 403 Salt Lake City 84111 |
| Event Date & Time: |
March 27, 2014 March 27, 2014 09:00 AM - March 27, 2014 05:00 PM |
| Description/Agenda: |
Utah Securities Commission
March 27th, 2014
Room 403? 9:00 A.M.
Agenda
Welcome & Call to Order:
Tab 1: Approval of February 20th, 2014 Minutes: Erik Christiansen
Tab 2: 9:00 a.m. Evidentiary Hearing: Gregory B. Baldwin (SD-11-0041) and Geoffrey William Watson (SD-11-0042)
Tab 4: 10:30 am Recommended Order on Respondent?s Motion for Summary Judgment: Jack Philips SD-12-0001
Evidentiary Hearing: Jack Philips SD-12-0001
Director?s Report: Keith Woodwell
a. Personnel and Legislative update.
Section Reports
a. Licensing & Compliance Section: Ken Barton
b. Corporate Finance Section: Benjamin Johnson
c. Enforcement Section: Dave Hermansen
d. Investor Education Update: Karen McMullin
Tab 5: Education and Training Fund Report: Benjamin Johnson
Tab 6: Grant Request: AARP of Utah
Tab 7: Grant Request: Mountain West Capital Network
Consideration and Approval of Proposed Orders
Tab 8: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen
Tab 9: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen
Tab 10: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen
Tab 11: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen
Tab 12: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020,
SD-09-0021 Order on Motion for Default: Dave Hermansen
Tab 13: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen
Blank Tab: Landmark Financial Services, LLC, Landmark Reo Club, LLC, Trent D. Williams and Daniel Bryce Prescott SD-13-0033, SD-13-0034, SD-13-0035, SD-13-0036 Stipulation and Consent Order: Dave Hermansen
Tab 14: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton
Tab 15: Ryan C. O?Shea SD-14-0005 Stipulation and Consent Order: Ken Barton
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| Notice of Special Accommodations: | Compliant. In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | March 24, 2014 10:59 AM |
| Last edited on: | March 26, 2014 11:23 AM |