Entity: Department of Commerce
Body: Securities Commission
Subject: | Securities |
Notice Title: | Securities Commission Meeting |
Meeting Location: | 160 East 300 South 2nd Floor, room 403 Salt Lake City 84111 |
Event Date & Time: |
August 14, 2013 August 14, 2013 09:00 AM - August 14, 2013 12:00 PM |
Description/Agenda: | Utah Securities Commission August 14th 2013 Room 403 ? 9:00 AM Agenda Welcome & Call to Order Erik Christiansen Tab 1 Approval of May 30th, 2013 Minutes Erik Christiansen Director?s Report Keith Woodwell Update on Budget Schedule for future Commission Meetings Section Reports a. Licensing & Compliance Section Ken Barton b. Corporate Finance Section Benjamin Johnson c. Enforcement Section Dave Hermansen Investor Education Update Karen McMullin Tab 2 Education and Training Fund Report Benjamin Johnson Tab 3 Grant Request: Working in Support of Education, Inc. Keith Woodwell Wayne Brown Institute Ever Fi Jump Start : Financial Smarts for Utah Students Consideration and Approval of Proposed Orders Tab 4 Benjamin D. Larsen Ken Barton Tab 5 Fourth Dimension Financial Group : Dave Hermansen Richard Clark Johnson III Tab 6 Bradley Garth Green : Dave Hermansen Tab 7 Blue Sovereign, LLC: Dave Hermansen Cartlan, LLC; Brett Jason Cobb Tab 8 Jeffrey Steven Hall: Dave Hermansen J & K Lending, Inc. Tab 9 Colt Technologies,Inc. : Dave Hermansen Tali James Haleua Tab 10 David Rodney Crosby: Dave Hermansen |
Notice of Special Accommodations: | In compliance with the Americans with Disabilities Act, individuals needing special accomodations (including auxiliary communicative aids and services) during this meeting should notify Maria Lohse, ADA coordinator, Division of Securities, P O Box 146760, 160 East 300 South Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting. |
Notice of Electronic or telephone participation: | N/A |
Other information: | |
Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
Posted on: | August 12, 2013 08:15 AM |
Last edited on: | August 12, 2013 08:19 AM |