Entity: Department of Commerce
Body: Securities Commission
| Subject: | Securities |
| Notice Title: | Utah Securities Commission Meeting |
| Meeting Location: | 160 East 300 South 4th Floor, Room 451 Salt Lake City 84111 |
| Event Date & Time: |
May 30, 2013 May 30, 2013 09:00 AM - May 30, 2013 12:00 PM |
| Description/Agenda: |
Utah Securities Commission
May 30, 2013
Room 451 - 9:00 AM
Agenda
Welcome & Call to Order by Erik Christiansen
Oath Of Office - Mr. David A. Russon and Mr. Gary Cornia by Keith Woodwell
Approval of March 28, 2013 Minutes by Erik Christiansen
Oral Arguments for the Division's Motion for Default - Jared Brent Muir by Jennie Jonsson
Joshua Dyches & Dymond Capital - Recommended Order on Default Conference Call by Ann Skaggs
Director's Report by Keith Woodwell
- Update on Budget
- Schedule for future Commission Meetings
Section Reports
a. Licensing & Compliance Section by Ken Barton
b. Corporate Finance Section by Benjamin Johnson
c. Enforcement Section by Dave Hermansen
Investor Education Update by Karen McMullin
Education and Training Fund Report by Benjamin Johnson
Consideration and Approval of Proposed Orders
- Conestoga Settlement Trust, Conestoga Settlment Services, LLC | Michael C. McKermott, Walter C. Young, Creative Wealth Designs, LLC | Dayspring Financial, LLC, Michael John Woods by Ken Barton
- Markham L. Caldwell by Ken Barton
- Scott Steinmetz by Ken Barton
- Jeffrey Kahn by Ken Barton
- Profitable Solution, Executive Capital Funding LLC, PS1 Group, LLC, Timothy V. Provost, LH Solutions by Dave Hermansen
- Daniel G. Maynard by Dave Hermansen
- Intelicloud Holdings Inc., Intelicloud Holdings Inc., Jeffrey Friederichs by Ann Skaggs
- Greenfolders / Michael Shaun Kirby by Dave Hermansen
|
| Notice of Special Accommodations: | Compliant. |
| Notice of Electronic or telephone participation: | N/A |
| Other information: | |
| Contact Information: |
Ashlee Buchholz (801)530-6436 abuchholz@utah.gov |
| Posted on: | May 24, 2013 04:43 PM |
| Last edited on: | June 28, 2013 11:37 AM |