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Utah Securities Commission Meeting

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General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Utah Securities Commission Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
August 7, 2019 09:00 AM
Event End Date & Time
August 7, 2019 05:00 AM
Event Deadline Date & Time
08/07/19 01:00 AM
Description/Agenda
Utah Securities Commission August 7th , 2019 9:00 A.M - 5:00 P.M., Room 451 Agenda Welcome & Call to Order Update on status of Administrative Assistant/ Commission Secretary: Tom Brady Tab 1: Approval of the May 23rd, 2019 Minutes Director's Report: Tom Brady Section Reports: 1. Enforcement: Dave Hermansen 2. Compliance: Ken Barton 3. Registration & Licensing: Nathan Summers 4. Investor Education Report: Karen McMullin Tab 2: Education and Training Fund Report/Budget: Nathan Summers Tab 3: Grant Request: Wayne Brown Institute DBA VentureCapital.org ($20,000) Consideration and Approval of Proposed Orders: Tab 4: Leticia Miranda, SD-19-0012: Stipulation and Consent Order (Francswai Davis) (Respondent not expected) Tab 5: Claudia Gonzalez, SD-19-0011: Stipulation and Consent Order (Francswai Davis) (Respondent not expected) Tab 6: Israel Pineda, SD-19-0010: Motion for Entry of Default Order (Paula Faerber) Tab 7: Robert James Long, SD-14-0024: Stipulation and Consent Order (Francswai Davis) Tab 8: Flannel Damage Holdings, LLC, SD-19-0004: Motion for Entry of Default Order (Jen Korb) Tab 9: Brent Allen Morgan, SD-14-0039; Summit Development and Lending Group, SD-14-0040: Stipulation and Consent Order (Francswai Davis/Jen Korb) Hearings Scheduled 10:00 am Clint Nordahl, SD-18-0042: Fine determination (Jen Korb) (Respondent via telephone)
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
160 East 300 South
Fourth Floor Room 451
Salt Lake City, 84111
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Contact Name
Ashlee Buchholz
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 06, 2019 08:45 AM
Notice Last Edited On
August 08, 2019 08:30 AM
Deadline Date
August 7, 2019 01:00 AM

Download Attachments

File Name Category Date Added
sec_comm_2019-08-07.mp3 Audio Recording 2019/08/09 08:23 AM
nordahl_hearing_2019-08-07.mp3 Audio Recording 2019/08/09 08:24 AM
Signed Minutes 05-23-2019 meeting.pdf Meeting Minutes 2019/08/08 08:30 AM
Proposed Minutes for 08-07-2019 meeting.pdf Meeting Minutes 2019/08/22 12:15 PM
Combined Orders Signed 08-07-2019.pdf Other 2019/08/09 09:33 AM


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