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Securities Commission Meeting

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State Agency
Department of Commerce
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Securities Commission

Notice Information

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Notice Title
Securities Commission Meeting
Notice Subject(s)
Public Meetings
Notice Type(s)
Notice, Meeting
Event Start Date & Time
October 19, 2017 09:00 AM
Event End Date & Time
October 19, 2017 11:00 AM
Utah Securities Commission October 19, 2017 Room 451 9:00 a.m. Agenda Welcome & Call to Order Swearing in of Peggy Hunt, New Securities Commissioner Approval of the August 7, 2017 Meeting Minutes Director's Report: Keith Woodwell Reports:Enforcement:Dave Hermansen Compliance: Ken Barton Licensing: Benjamin Johnson Investor Education: Dee Johnson Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Cunningham Energy, LLC; SD-17-0031: Stipulation and Consent Order. Liz Blaylock Kendall T. Turley; SD-17-0026: Stipulation and Consent Order. Liz Blaylock Wheeler Resource Recovery and Scott A. Johnson; SD-17-0017, SD-17-0020: Stipulation and Consent Order. Liz Blaylock Town and Country; SD-17-0040: Stipulation and Consent Order. Dave Hermansen Donald A. Daniel; SD-17-0014: Order on Default: Paula Faerber Kim D. Isaacson; SD-17-0016: Stipulation and Consent Order: Bryan Cowley
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Notice of Electronic or Telephone Participation

Meeting Information

Meeting Location
Heber M. Wells Building
160 East 300 South Room 451
Salt Lake City, 84111
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Notice Posting Details

Notice Posted On
September 19, 2017 03:27 PM
Notice Last Edited On
October 17, 2017 11:10 AM

Download Attachments

File Name Category Date Added
Audio_2017_10_19.mp3 Audio Recording 2017/10/20 10:06 AM
Final Minutes 2017_10_19.pdf Meeting Minutes 2017/12/11 10:28 AM
Orders_2017_10_19.pdf Public Information Handout 2017/10/20 10:05 AM


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