Utah Securities Commission
October 19, 2017
Room 451
9:00 a.m.
Agenda
Welcome & Call to Order
Swearing in of Peggy Hunt, New Securities Commissioner
Approval of the August 7, 2017 Meeting Minutes
Director's Report: Keith Woodwell
Reports:Enforcement:Dave Hermansen
Compliance: Ken Barton
Licensing: Benjamin Johnson
Investor Education: Dee Johnson
Grant Application: Wayne Brown Institute DBA VentureCapital.org ($20,000): Brad Bertoch
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Cunningham Energy, LLC; SD-17-0031: Stipulation and Consent Order. Liz Blaylock
Kendall T. Turley; SD-17-0026: Stipulation and Consent Order. Liz Blaylock
Wheeler Resource Recovery and Scott A. Johnson; SD-17-0017, SD-17-0020: Stipulation and Consent Order. Liz Blaylock
Town and Country; SD-17-0040: Stipulation and Consent Order. Dave Hermansen
Donald A. Daniel; SD-17-0014: Order on Default: Paula Faerber
Kim D. Isaacson; SD-17-0016: Stipulation and Consent Order: Bryan Cowley