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Meeting

General Information

Government Type
State Agency
Entity
Department of Commerce
Public Body
Securities Commission

Notice Information

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Notice Title
Meeting
Notice Subject(s)
Securities
Notice Type(s)
Meeting
Event Start Date & Time
August 4, 2016 09:00 AM
Event End Date & Time
August 4, 2016 12:00 PM
Description/Agenda
Utah Securities Commission August 4, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Brent A. Cochran, New Division of Securities Commissioner: Administrative Law Judge Approval of the May 26, 2016 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Kenneth Shawn Whitehead; SD-16-0018: Recommended Order on Motion for Default. Jennifer Korb Theodore Lamont Hansen and Zurich Holdings Limited Liability Company; SD-14-0052, SD-14-0054: Stipulation and Consent Order. Dave Hermansen David Lyle Turner; SD-14-0053: Stipulation and Consent Order. Dave Hermansen Laurence Dewey Black; Larry Black Wealth Management fka Beckstead; Black & Associates; SD-16-0011, SD-16-0012: Stipulation and Consent Order. Russ Bulloch Joseph L. Jacoby; SD-16-0009: Stipulation and Consent Order. Ken Barton Robert Hawkes Potter; SD-16-0007: Stipulation and Consent Order. Andreo Micic
Notice of Special Accommodations (ADA)
Compliant.
Notice of Electronic or Telephone Participation
N/A

Meeting Information

Meeting Location
Heber Wells Building
160 East 300 South, 2nd Floor
Salt Lake City, UT, 84111
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Contact Name
PBM-00005299
Contact Email
abuchholz@utah.gov
Contact Phone
(801)530-6436

Notice Posting Details

Notice Posted On
August 03, 2016 09:23 AM
Notice Last Edited On
August 03, 2016 09:23 AM

Download Attachments

File Name Category Date Added
Audio_2016-08-04.mp3 Audio Recording 2016/08/05 04:56 PM
Approved Minutes_2016-08-04.pdf Meeting Minutes 2017/01/27 09:06 AM
orders_2016-08-04.pdf Other 2016/08/05 07:57 AM

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