Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- August 4, 2016 09:00 AM
- Event End Date & Time
- August 4, 2016 12:00 PM
- Description/Agenda
- Utah Securities Commission August 4, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Swearing In of Brent A. Cochran, New Division of Securities Commissioner: Administrative Law Judge Approval of the May 26, 2016 Minutes Director's Report: Keith Woodwell Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Kenneth Shawn Whitehead; SD-16-0018: Recommended Order on Motion for Default. Jennifer Korb Theodore Lamont Hansen and Zurich Holdings Limited Liability Company; SD-14-0052, SD-14-0054: Stipulation and Consent Order. Dave Hermansen David Lyle Turner; SD-14-0053: Stipulation and Consent Order. Dave Hermansen Laurence Dewey Black; Larry Black Wealth Management fka Beckstead; Black & Associates; SD-16-0011, SD-16-0012: Stipulation and Consent Order. Russ Bulloch Joseph L. Jacoby; SD-16-0009: Stipulation and Consent Order. Ken Barton Robert Hawkes Potter; SD-16-0007: Stipulation and Consent Order. Andreo Micic
- Notice of Special Accommodations (ADA)
- Compliant.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
Heber Wells Building
160 East 300 South, 2nd Floor
Salt Lake City, UT, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- August 03, 2016 09:23 AM
- Notice Last Edited On
- August 03, 2016 09:23 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio_2016-08-04.mp3 | Audio Recording | 2016/08/05 04:56 PM |
| Approved Minutes_2016-08-04.pdf | Meeting Minutes | 2017/01/27 09:06 AM |
| orders_2016-08-04.pdf | Other | 2016/08/05 07:57 AM |
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