Certified Dealer List

Updated: January 1, 2012

TO: PUBLIC TREASURERS
SUBJECT: CERTIFIED DEALERS

Following is the list of CERTIFIED DEALERS for the quarter beginning January 1, 2012 through March 31, 2012. THIS LIST SUPERSEDES THE LIST DATED October 1, 2011.

Transactions involving authorized deposits or investments of public funds may be conducted only through ISSUERS of securities authorized by Section 51-7-11(3), QUALIFIED DEPOSITORIES (refer to current list), Certified Investment Advisers (See List), or CERTIFIED AGENTS OF DEALERS included in this list. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3). All securities purchased from a certified dealer are required to be delivered to the public treasurer or to the treasurer's safekeeping bank.

The following are the changes from the list dated October 1, 2011. Deletions: Morgan Stanley has deleted Betsy Whipple. Additions: Raymond James added Scott A. Lewis; UBS Financial has added Fred C Luedke. Wells Fargo Securities has added Thomas Jett. LPL Financial and all agents are new on the list. Name changes, mergers, etc: None. Please check your broker to make sure they are still on the list.

Broker-dealers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-16. Inclusion in the list of certified dealers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.

BROKER	AGENTS
Barclays Capital Inc.	Peter Bjurstein Granger Tripp
Cortview Capital Securities LLC	William H. Money III
George K. Baum & Co.	Susan P. Gardner Frederic Jones Stephen L. Strong Brett C. Turnbull
Jeffries & Co.	*Andrew Davidoff
JP Morgan Securities, LLC	Dina W. Collins
*LPL Financial LLC	Michael B. Blackham Timothy W. Floyd *Chad Waddoups
Merrill Lynch, Pierce, Fenner & Smith	Leonard Armstrong Nathan Armstrong Brett R. Bills R. Scott Bills Robert K. Bills Glen A. Carter Teresa L. Friess Carl L. Laurella Donald A. Penney Steven Prickett Jeffry J. Roundy
Morgan Stanley Smith Barney	Cody Adams Craig P. Adams S. Craig Adams Paul Barton Stephen H Beierlein Deidre M. Cortney Douglas Felt Phil Fonfara John Hallgren Thomas Lifson Debra Lyman Thomas E. Nielson John R. Ott Brian Parcell Angela L. Pizzichini F. Barton Reuling Robert H. Rose Ken Webster Fred S. Wheeler
Raymond James & Associates, Inc.	Ken Cramer *Scott A. Lewis Mark McKinnon H.T. Simonton
RBC Capital Markets Corp.	Todd N. Adams Eric Ajlouny Eddie Barber Jr. Scott Chappell Robert S. Cheney Sterling Hanson Tracy L. Maltby Craig Martucci Ronald N. Mason Bradley T. Miller Brent Peterson Partrick Porter Russell Tobler Sam Vetas
Sterne, Agee & Leach, Inc.	Traci L. Salinas Nicolas Yip
UBS Financial Services Inc.	Don Bunnell Barry B. Bowen Tracy Duckworth John Doke Mathew J. Hufford George H. Kane Jr. *Fred C. Luedke Jim Madden Nat Mosley Christopher Soutas
Wells Fargo Advisors LLC	R. Dane Bradshaw Josh G. Burgon Daniel Payne David Payne Timothy Payne
Wells Fargo Securities, LLC.	Benjamin Byington Randy Church Jana Creamer Thomas Degenaars Brandon Hodge *Thomas Jett Larry Lundberg Ryan Stoker

* New as of this list.