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Certified Investment Adviser List

To: Public Treasurers

Subject:  Certified Investment Advisers

Following is the list of Certified Investment Advisers for the quarter beginning January 1, 2012 through March 31, 2012. This list supersedes the list dated October 1, 2011.

Transactions involving authorized deposits or investments of public funds may be conducted only through issuers of securities authorized by Section 51-7-11(3), qualified depositories (refer to current list), certified agents of dealers (see list), or the Certified Investment Advisers included in this list. Certified Investment Advisers are required under 51-7-11.5 to purchase investments through qualified depositories, certified dealers or directly with the issuer. Authorized deposits or investments are generally limited to those securities listed in Section 51-7-11(3).

The following are changes from the list dated October 1, 2011. Name Changes: None. Additions: Yellowstone Partners and all agents are back on list. Deletions: Morgan Stanley Dean Witter has deleted Betsy Whipple.

All securities purchased through a certified investment adviser are required to be delivered to the public treasurer or to the treasurer's safekeeping bank. Please remember to send a copy of your I.A. statement and broker confirm when filing your deposit and investment report to the Council.

Advisers included in this list have met the minimum standards established by Utah Administrative Code, Section R628-15. Inclusion in the list of certified investment advisers does not constitute an endorsement or recommendation by the Money Management Council or by the Securities Division of the Department of Commerce. Compliance with the Money Management Act and Rules of the Council continues to be the responsibility of each public treasurer.