Utah Securities Commission
May 26, 2016
Room 451-9:00 A.M.
Agenda
Welcome & Call to Order
Approval of the March 24, 2016 Minutes
Director's Report: Keith Woodwell
Expungement Petition Process Update
Division Personnel Update
Section Reports: Enforcement: Dave Hermansen
Compliance: Ken Barton
Registration & Licensing: Benjamin Johnson
Investor Education: Karen McMullin
Education and Training Fund Report: Benjamin Johnson
Consideration and Approval of Proposed Orders:
Gregory Orville Hatcher: SD-16-0008: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb
Gary Allen Lewis and Lewis Transportation Group, LLC: SD-16-0005, SD-16-0006: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb
Bret Cartwright and Exceptional Realty: SD-15-0036, SD-15-0037: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb
Jason Dwayne Watson and InREFCo, LLC: SD-15-0051, SD-15-0052: Stipulation and Consent Order. Dave Hermansen
Legend Securities, Inc.: SD-16-0010: Stipulation and Consent Order. Ken Barton
Kelly Thomas Scott: SD-07-0031: Stipulation to Vacate Addendum to Consent Order. Keith Woodwell