Securities Commission Meeting
General Information
- Government Type
- State Agency
- Entity
- Department of Commerce
- Public Body
- Securities Commission
Notice Information
- Notice Title
- Securities Commission Meeting
- Notice Subject(s)
- Securities
- Notice Type(s)
- Meeting
- Event Start Date & Time
- March 24, 2016 09:00 AM
- Description/Agenda
- Utah Securities Commission March 24, 2016 Room 403-9:00 A.M. Agenda Welcome & Call to Order Approval of the January 28, 2016 Minutes Director's Report: Keith Woodwell Wrap-up of Legislative Session Division Personnel Update Section Reports: Enforcement: Dave Hermansen Compliance: Ken Barton Registration & Licensing: Benjamin Johnson Investor Education: Karen McMullin Grant: Junior Achievement of Utah: Stephanie Darrow/Christy Tribe Grant: Salt Lake Small Business Development Center at SLCC: Bryce Hansen Education and Training Fund Report: Benjamin Johnson Consideration and Approval of Proposed Orders: Dan Arlan Newbold, Doublevault Technologies: SD-16-0001, SD-16-0002: Recommended Order on Motion for Default and Order on Motion for Default. Jennifer Korb Nathan Dewayne Nearman, Nebulae Corporation, Nebulae Entertainment, Inc and Janus Project Film, LLC: SD-15-0065, SD-15-0067, SD-15-0066, SD-15-0068: Stipulation and Consent Order. Dave Hermansen Jake Daniel McKittrick, SD-12-0049: Stipulation and Consent Order. Dave Hermansen Acadia Capital Advisors, LLC, Michael Brent Petersen: SD-15-0046, SD-15-0047: Stipulation and Consent Order. Richard Jaramillo Steven W. Thorne, SD-15-0055: Stipulation and Consent Order. Ken Barton John Rogers Martin: SD-09-0028: Addendum to Consent Order. Ken Barton
- Notice of Special Accommodations (ADA)
- Compliant.
- Notice of Electronic or Telephone Participation
- N/A
Meeting Information
- Meeting Location
-
160 East 300 South, 2nd Floor
Salt Lake City, UT, 84111
Show in Apple Maps Show in Google Maps - Contact Name
- Ashlee Buchholz
- Contact Email
- abuchholz@utah.gov
- Contact Phone
- (801)530-6436
Notice Posting Details
- Notice Posted On
- March 22, 2016 09:58 AM
- Notice Last Edited On
- March 22, 2016 09:58 AM
Download Attachments
| File Name | Category | Date Added |
|---|---|---|
| Audio_2016-03-24.mp3 | Audio Recording | 2016/03/25 10:25 AM |
| Final Minutes_2016-03-24.pdf | Meeting Minutes | 2016/05/27 11:07 AM |
| orders_2016-03-24.pdf | Other | 2016/03/24 04:09 PM |
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