Utah Securities Commission
March 27th, 2014
Room 403? 9:00 A.M.
Agenda
Welcome & Call to Order:
Tab 1: Approval of February 20th, 2014 Minutes: Erik Christiansen
Tab 2: 9:00 a.m. Evidentiary Hearing: Gregory B. Baldwin (SD-11-0041) and Geoffrey William Watson (SD-11-0042)
Tab 4: 10:30 am Recommended Order on Respondent?s Motion for Summary Judgment: Jack Philips SD-12-0001
Evidentiary Hearing: Jack Philips SD-12-0001
Director?s Report: Keith Woodwell
a. Personnel and Legislative update.
Section Reports
a. Licensing & Compliance Section: Ken Barton
b. Corporate Finance Section: Benjamin Johnson
c. Enforcement Section: Dave Hermansen
d. Investor Education Update: Karen McMullin
Tab 5: Education and Training Fund Report: Benjamin Johnson
Tab 6: Grant Request: AARP of Utah
Tab 7: Grant Request: Mountain West Capital Network
Consideration and Approval of Proposed Orders
Tab 8: H & H Services, Inc. and Steven Wayne Harker SD-12-0021, SD-12-0022 Stipulation and Consent Order: Dave Hermansen
Tab 9: Brace Robinson SD-10-0076 Recommended Order on Motion for Default: Dave Hermansen
Tab 10: Tamarin Advisors, LLC; Clear Voice Studios, Inc.; Hypernova Films, LLC; The Vacuum Law, LP; Denny Roger Pehrson SD-10-0017, SD-10-0019, SD-10-0020, SD-10-0021, SD-10-0022 Recommended Order on Motion for Default: Dave Hermansen
Tab 11: Mark Meersman SD-14-0002 Recommended Order on Motion for Default: Dave Hermansen
Tab 12: Home and Business Networks, LLC; Christopher Sterling Belliston SD-09-0020,
SD-09-0021 Order on Motion for Default: Dave Hermansen
Tab 13: Kenneth Day SD-13-0021; Stipulation and Consent Order: Dave Hermansen
Blank Tab: Landmark Financial Services, LLC, Landmark Reo Club, LLC, Trent D. Williams and Daniel Bryce Prescott SD-13-0033, SD-13-0034, SD-13-0035, SD-13-0036 Stipulation and Consent Order: Dave Hermansen
Tab 14: Ira Sorensen SD-13-0039 Stipulation and Consent Order: Ken Barton
Tab 15: Ryan C. O?Shea SD-14-0005 Stipulation and Consent Order: Ken Barton
Notice of Special Accommodations (ADA)
Compliant.
In compliance with the American with Disabilities Act, individuals needing special accommodations (including auxiliary communicative aids and services) during this meeting should notify Maria Skedros, ADA Coordinator, Division of Securities, P O Box 146760, 160 East 300 South, Salt Lake City, UT 84114-6711, Phone (801) 530-6436, at least three working days prior to the meeting.